Fisher & Wiens Wealth Management, LLC
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Overview
Fisher & Wiens Wealth Management, LLC is a financial advisor firm headquartered in Danville, California. It handles $185.6 million in assets throughout 692 accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). Fisher & Wiens Wealth Management, LLC has a small team, including 1 financial advisor. Fisher & Wiens Wealth Management, LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as bonds, options and equities.
Fisher & Wiens Wealth Management, LLC oversees all of its accounts in a discretionary manner. Discretionary management is a structure in which transaction choices are made by a portfolio manager without needing to seek client permission. The company oversees an average of $268,226 in assets for each account. The typical advisor at Fisher & Wiens Wealth Management, LLC oversees about 692 client accounts.
Fisher & Wiens Wealth Management, LLC's central office is at 100 Railroad Avenue, Danville, California 94526. The company is permitted to provide services to customers throughout a few states, including California, Idaho, Nevada, Oregon and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fisher & Wiens Wealth Management, LLC by the Numbers
$185.6 million
2
692
$268.2 thousand
Products and Services
Fisher & Wiens Wealth Management, LLC offers a number of services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fisher & Wiens Wealth Management, LLC does not sell products or offer services other than investment advice to its investment advisory clients. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice usually vary depending on which services the firm provides the client. Fees charged by the firm typically consist of the following fee structure: asset-based. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with retail investors, high net worth investors and corporations. Out of its 692 clients, Fisher & Wiens Wealth Management, LLC's biggest client type is retail investors, though it also caters to 93 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 31.31%
- Other Individuals - 67%
- Corporations - 1.68%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Fisher & Wiens Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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