Fuller & Thaler Asset Management Inc
Answer a few questions and
get matched with an advisor.
Learn more about Fuller & Thaler Asset Management Inc
Overview
Fuller & Thaler Asset Management Inc operates as an advisory firm headquartered in San Mateo, California. The firm manages $16.4 billion in assets over 2,440 accounts, making it one of the biggest financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 14 financial advisors. Fuller & Thaler Asset Management Inc is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets such as bonds, stocks and options.
Fuller & Thaler Asset Management Inc oversees all of its accounts on a discretionary basis. Discretionary management means that buy and sell decisions are made by an investment advisor without needing to seek the customer's consent. The firm oversees an average of $6.7 million in assets for every client account. The typical advisor at Fuller & Thaler Asset Management Inc administers around 174 client accounts.
Fuller & Thaler Asset Management Inc's central office is located at 411 Borel Avenue, San Mateo, California 94402. It is permitted to provide services to customers across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fuller & Thaler Asset Management Inc by the Numbers
$16.4 billion
21
2,440
$6.7 million
Fee Structure
Financial management fees largely depend on which services are offered. However, fee types billed by Fuller & Thaler Asset Management Inc most likely are comprised of any blend of the following fee types: asset-based or fixed. Fuller & Thaler Asset Management Inc does participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company manages money for a number of different customers. The company caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 2,440 accounts, Fuller & Thaler Asset Management Inc's biggest client group is retail investors, but it also caters to 182 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 7.46%
- Other Individuals - 83.89%
- Corporations - 7.38%
- Charitable Organizations - 1.27%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Fuller & Thaler Asset Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Fuller & Thaler Asset Management Inc
San Mateo, CA
San Mateo, CA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.