Galliott Capital Advisors, LLC

CRD#313094
Investment Advisor Firm

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Learn more about Galliott Capital Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Galliott Capital Advisors, LLC is a financial advisory company located in Beverly Hills, California. The company has $1.0 billion in assets throughout 250 customer accounts, making it one of the larger financial advisory firms in the nation by assets under management (AUM). Galliott Capital Advisors, LLC has a small group, including 4 financial advisors. Galliott Capital Advisors, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as options, bonds and stocks.

    Galliott Capital Advisors, LLC oversees some of the company's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor makes transaction judgments without requiring the customer's approval. It also administers 143 non-discretionary accounts totaling $960.0 million in assets under management. Galliott Capital Advisors, LLC's average account size is $4.0 million. An average financial advisor at Galliott Capital Advisors, LLC administers about 63 client accounts, making it about average in terms of personalization.

    Galliott Capital Advisors, LLC's headquarters is located at 9401 Wilshire Blvd., Beverly Hills, California 90212. The firm is legally permitted to serve investors in the state of California.

    Assets Under Management

    $1.0 billion

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    9401 Wilshire Blvd.
    Beverly Hills, CA 90212

    Galliott Capital Advisors, LLC by the Numbers

    Total Assets Under Management

    $1.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    5

    National Average: 64
    Total Number of Accounts

    250

    National Average: 375,227
    Average Account Size

    $4.0 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors are based on the financial services offered. However, fee types billed by Galliott Capital Advisors, LLC likely are comprised of some blend of the following fee types: asset-based, hourly, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It caters to high net worth investors, insurance companies and corporations. Out of its 250 customers, Galliott Capital Advisors, LLC's biggest client type by number of accounts is high net worth investors, though it also serves 66 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 50% of the firm's clients are from outside of the U.S.

    • High-Net-Worth Individuals* - 94.29%
    • Other Individuals - 0%
    • Corporations - 5.71%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Galliott Capital Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Galliott Capital Advisors, LLC

    Azelia Betancourt
    Beverly Hills, CA
    Shahan Derbedrosian
    Beverly Hills, CA
    Antoine Souma
    Beverly Hills, CA
    Talal Attieh
    Beverly Hills, CA
    Robert Mourad
    Beverly Hills, CA

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