Golden State Asset Management
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Overview
Golden State Asset Management is a financial advisory firm located in Santa Ana, California. The company manages $362.6 million in assets under management across 2,530 customer accounts, making it one of the bigger firms in the United States by assets under management (AUM). Golden State Asset Management has a small team, including 5 financial advisors. Golden State Asset Management does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal investments such as options, bonds and stocks.
Golden State Asset Management oversees all of the company's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make transaction choices for the client's account without requiring client permission. The firm's typical account size is $143,312. The average financial advisor at Golden State Asset Management manages about 506 client accounts.
Golden State Asset Management's headquarters is at 201 E Sandpointe Ave, Suite 460, Santa Ana, California 92707. Golden State Asset Management is registered to serve customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Golden State Asset Management by the Numbers
$362.6 million
10
2,530
$143.3 thousand
Fee Structure
Fees charged by financial advisors typically are based on which services are provided. However, fees charged by the company typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Golden State Asset Management.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Golden State Asset Management provides services to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 2,530 accounts, Golden State Asset Management's biggest client is retail investors, though it also serves 137 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 7.17%
- Other Individuals - 92.73%
- Corporations - 0.05%
- Charitable Organizations - 0.05%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Golden State Asset Management does not have any disclosures.
Please visit its Form ADV for more details.
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