Guinness Atkinson Asset Management, Inc
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Overview
Guinness Atkinson Asset Management, Inc is an advisory firm headquartered in Pasadena, California. Guinness Atkinson Asset Management, Inc oversees $272.9 million in assets under management throughout 11 client accounts, making it a mid-tier firm in the country by assets under management (AUM). Guinness Atkinson Asset Management, Inc has a small group, including 17 financial advisors. Guinness Atkinson Asset Management, Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as bonds, options and equities.
Guinness Atkinson Asset Management, Inc oversees all of the firm's client assets on a discretionary basis. Discretionary management is a structure in which buy and sell judgments are made by an investment advisor without needing to seek client permission. The company oversees about $24.8 million in assets for each client account. An average financial advisor at Guinness Atkinson Asset Management, Inc oversees fewer than one client account, making it one of the most personalized financial advisor firms in the country.
Guinness Atkinson Asset Management, Inc's main office is located at 251 South Lake Ave, Suite 800, Pasadena, California 91101.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Guinness Atkinson Asset Management, Inc by the Numbers
$272.9 million
24
11
$24.8 million
Fee Structure
Fees for financial advisory services largely vary depending on which service is provided. However, fees charged by Guinness Atkinson Asset Management, Inc typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Guinness Atkinson Asset Management, Inc.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to investment companies. Out of its 11 accounts, Guinness Atkinson Asset Management, Inc's biggest client group by number of accounts is investment companies. None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Guinness Atkinson Asset Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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