Hartford Funds

CRD#147746
Investment Advisor Firm

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Learn more about Hartford Funds

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Hartford Funds is located at 690 Lee Road, Wayne, PA. The firm employs 36 financial advisors to manage client portfolios and provide financial guidance. Hartford Funds is not a registered broker-dealer.

    Hartford Funds oversees $128.8 billion in assets under management across 77 accounts, of which 74 are discretionary and 3 are non-discretionary. The services offered include portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and other services. The firm caters to investment companies and pooled investment vehicles, with investment companies being the largest client type by accounts. The fee structure at Hartford Funds includes asset-based and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, an insurance company or agency, a pension consultant, and a commodity pool advisor.

    Hartford Funds is registered in the states of California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Washington, West Virginia, and Wisconsin.

    Assets Under Management

    $128.8 billion

    Number of Advisors

    36

    Disclosures

    No

    Office Location

    690 Lee Road
    Wayne, PA 19087

    Hartford Funds by the Numbers

    Total Assets Under Management

    $128.8 billion

    National Average: $8.6 billion
    Total Number of Employees

    384

    National Average: 64
    Total Number of Accounts

    77

    National Average: 375,227
    Average Account Size

    $1.7 billion

    National Average: $23.0 thousand
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    Products and Services

    Hartford Funds provides a variety of financial services, which can include portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and other services. Notably, Hartford Funds did not provide any of its clients with financial planning services in the prior fiscal year. The Company does not sell products or offer services apart from investment advisory services to its investment advisory customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors largely depend on which services the firm provides the client. Fees charged by Hartford Funds most likely include any blend of the following fee structures: asset-based or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    It provides services to investment companies and pooled investment vehicles. Out of its 2 clients, Hartford Funds's biggest client type by number of accounts is investment companies.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hartford Funds does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Hartford Funds

    Colleen Lynch
    Wayne, PA
    Clinton Jones
    Wayne, PA
    Daniel Miller
    Wayne, PA
    Lori Murphy
    Westfield, NJ
    Curtis Hopp
    Wayne, PA
    Michael Fedak
    Wayne, PA
    Richard Kuehn
    Edmonds, WA
    Cindy Luan
    Wayne, PA
    Michael Tobin
    San Diego, CA

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