Hartford Funds

CRD#147746
Investment Advisor Firm

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Overview

Hartford Funds is located at 690 Lee Road, Wayne, PA. The firm employs 36 financial advisors to manage client portfolios and provide financial guidance. Hartford Funds is not a registered broker-dealer.

Hartford Funds oversees $128.8 billion in assets under management across 77 accounts, of which 74 are discretionary and 3 are non-discretionary. The services offered include portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and other services. The firm caters to investment companies and pooled investment vehicles, with investment companies being the largest client type by accounts. The fee structure at Hartford Funds includes asset-based and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, an insurance company or agency, a pension consultant, and a commodity pool advisor.

Hartford Funds is registered in the states of California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Washington, West Virginia, and Wisconsin.

Assets Under Management

$128.8 billion

Number of Advisors

36

Disclosures

No

Office Location

690 Lee Road
Wayne, PA 19087

Hartford Funds by the Numbers

Total Assets Under Management

$128.8 billion

National Average: $8.6 billion
Total Number of Employees

384

National Average: 64
Total Number of Accounts

77

National Average: 375,227
Average Account Size

$1.7 billion

National Average: $23.0 thousand
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Products and Services

Hartford Funds provides a variety of financial services, which can include portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers, and other services. Notably, Hartford Funds did not provide any of its clients with financial planning services in the prior fiscal year. The Company does not sell products or offer services apart from investment advisory services to its investment advisory customers.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors largely depend on which services the firm provides the client. Fees charged by Hartford Funds most likely include any blend of the following fee structures: asset-based or other.

Available

  • Offered by 69% of firms

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 10% of firms

    Other

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    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

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    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

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    Performance-based

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    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

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    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

It provides services to investment companies and pooled investment vehicles. Out of its 2 clients, Hartford Funds's biggest client type by number of accounts is investment companies.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Hartford Funds does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Hartford Funds

Lori Murphy
Westfield, NJ
Colleen Lynch
Wayne, PA
Curtis Hopp
Wayne, PA
Michael Fedak
Wayne, PA
Clinton Jones
Wayne, PA
Daniel Miller
Wayne, PA
Richard Kuehn
Edmonds, WA
Cindy Luan
Wayne, PA
Jake Maclean
Wayne, PA

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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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