Hearthstone Inc, A California Corporation
Answer a few questions and
get matched with an advisor.
Learn more about Hearthstone Inc, A California Corporation
Overview
Hearthstone Inc, A California Corporation is an advisory firm that has its headquarters in Calabasas, California. It handles $2.0 billion in assets under management across 17 client accounts, making it one of the largest financial advisory firms in the nation by assets under management (AUM). Hearthstone Inc, A California Corporation has a small team, including 10 financial advisors. Hearthstone Inc, A California Corporation does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments such as options, equities and bonds.
Hearthstone Inc, A California Corporation manages zero of its client assets on a discretionary basis. Discretionary management signifies that transaction decisions are made by an investment advisor without needing to seek client approval. The firm also has 17 non-discretionary accounts with a total of $2.0 billion in AUM. The investment advisory firm's typical account size is $118.1 million. An average advisor at Hearthstone Inc, A California Corporation administers about two client accounts, placing it among the most personalized firms in the country.
Hearthstone Inc, A California Corporation's central office is located at 23975 Park Sorrento, Suite #220, Calabasas, California 91302. The firm is allowed to provide services to customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Hearthstone Inc, A California Corporation by the Numbers
$2.0 billion
22
17
$118.1 million
Fee Structure
Fees for financial management vary depending on the financial services offered. However, fee types billed by the company most likely consist of the following fee types: asset-based, fixed, performance-based or other. The company does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It caters to pooled investment vehicles. Out of its 17 customers, Hearthstone Inc, A California Corporation's largest client by number of accounts is pooled investment vehicles. None of its accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Hearthstone Inc, A California Corporation does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.