Hearthstone Inc, A California Corporation

CRD#112226
Investment Advisor Firm

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Learn more about Hearthstone Inc, A California Corporation

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Hearthstone Inc, A California Corporation is located at 23975 Park Sorrento, Suite #220, Calabasas, CA. The firm employs 8 financial advisors. Hearthstone Inc, A California Corporation is not a registered broker-dealer.

    The firm manages $2.4 billion in assets under management across 15 accounts, all of which are non-discretionary. Services offered include portfolio management for pooled investment vehicles. The firm serves pooled investment vehicles as its primary investor type, and this is also the largest client type by accounts. The fee structure includes asset-based, fixed, and performance-based fees.

    Hearthstone Inc, A California Corporation is registered in the state of California.

    Assets Under Management

    $2.4 billion

    Number of Advisors

    8

    Disclosures

    No

    Office Location

    23975 Park Sorrento, Suite #220
    Calabasas, CA 91302

    Hearthstone Inc, A California Corporation by the Numbers

    Total Assets Under Management

    $2.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    24

    National Average: 64
    Total Number of Accounts

    15

    National Average: 375,227
    Average Account Size

    $162.5 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial management largely vary depending on the type of services provided. However, fees billed by Hearthstone Inc, A California Corporation can consist of some combination of the following fee types: asset-based, fixed, and performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Hearthstone Inc, A California Corporation. Hearthstone Inc, A California Corporation can withdraw the charges directly from customer accounts.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company works with pooled investment vehicles. Out of its 15 clients, Hearthstone Inc, A California Corporation's largest client type by number of accounts is pooled investment vehicles. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hearthstone Inc, A California Corporation does not have any disclosures.

    Please visit its Form ADV for more details.

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