Hotchkis And Wiley Capital Management, LLC

CRD#114649
Investment Advisor Firm

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Learn more about Hotchkis And Wiley Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Hotchkis And Wiley Capital Management, LLC is an advisory company that has its headquarters in Los Angeles, California. It manages $28.4 billion in total assets across 95 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management (AUM). Hotchkis And Wiley Capital Management, LLC has an average-sized team, including 30 financial advisors. Hotchkis And Wiley Capital Management, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial assets like bonds, stocks and options.

    Hotchkis And Wiley Capital Management, LLC administers the majority of the firm's client assets on a discretionary basis. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without needing the customer's permission. Hotchkis And Wiley Capital Management, LLC also administers one non-discretionary accounts totaling $165.1 million in assets. The firm oversees about $298.4 million in assets for every account. The typical financial advisor at Hotchkis And Wiley Capital Management, LLC manages about three client accounts, placing it among the most personalized financial advisor firms in the country.

    The company's headquarters is at 601 South Figueroa Street, Los Angeles, California 90017-5704. Hotchkis And Wiley Capital Management, LLC is registered to provide services to investors throughout 9 states, including California, Colorado, Louisiana, Massachusetts, Minnesota, New Jersey, Oklahoma, Pennsylvania and Texas.

    Assets Under Management

    $28.4 billion

    Number of Advisors

    30

    Disclosures

    No

    Office Location

    601 South Figueroa Street
    Los Angeles, CA 90017-5704

    Hotchkis And Wiley Capital Management, LLC by the Numbers

    Total Assets Under Management

    $28.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    62

    National Average: 64
    Total Number of Accounts

    95

    National Average: 375,227
    Average Account Size

    $298.4 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees vary depending on the type of services provided. However, fees charged by the firm can consist of the following fee types: asset-based, fixed, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    Hotchkis And Wiley Capital Management, LLC manages money for a number of different investors. Hotchkis And Wiley Capital Management, LLC caters to investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities and other investment advisers. Out of its 95 clients, Hotchkis And Wiley Capital Management, LLC's biggest client group by number of accounts is investment companies. Just 7% of the firm's accounts are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 91.89%
    • Charitable Organizations - 8.11%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hotchkis And Wiley Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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