Hotchkis And Wiley Capital Management, LLC

CRD#114649
Investment Advisor Firm

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Learn more about Hotchkis And Wiley Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Hotchkis And Wiley Capital Management, LLC is a financial advisory firm based in Los Angeles, California. The company oversees $34.1 billion in total assets over 104 customer accounts, making it one of the largest firms in the country by assets under management (AUM). The company has an average-sized team of 59 employees, of which 28 are financial advisors. Hotchkis And Wiley Capital Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets such as options, bonds and equities.

    Hotchkis And Wiley Capital Management, LLC administers most of its client assets in a discretionary manner. Discretionary management is a structure in which transaction choices are made by an investment advisor without needing to seek client consent. It also administers one non-discretionary accounts totaling $163.2 million in AUM. The investment advisory firm supervises an average of $328.2 million in assets for every client account. The typical advisor at Hotchkis And Wiley Capital Management, LLC manages about four client accounts, making it one of the most personalized financial advisor firms in the country.

    Hotchkis And Wiley Capital Management, LLC's main office is at 601 South Figueroa Street, Los Angeles, California 90017-5704. The company is registered to serve investors throughout a few states, including California, Illinois, Massachusetts, Minnesota, New Jersey, Oklahoma, Pennsylvania and Texas.

    Assets Under Management

    $34.1 billion

    Number of Advisors

    28

    Disclosures

    No

    Office Location

    601 South Figueroa Street
    Los Angeles, CA 90017-5704

    Hotchkis And Wiley Capital Management, LLC by the Numbers

    Total Assets Under Management

    $34.1 billion

    National Average: $3.7 billion
    Total Number of Employees

    59

    National Average: 29
    Total Number of Accounts

    104

    National Average: 2,073
    Average Account Size

    $328.2 million

    National Average: $1.8 million

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    Fee Structure

    Financial advisory fees largely depend on which services the firm provides the client. However, fee types charged by the firm likely include any blend of the following fee structures: asset-based, fixed, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 74% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 17% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 40% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 12% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 35% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 2% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 1% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company does business with a broad range of investors. The company caters to investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities and other investment advisers. Out of its 104 clients, Hotchkis And Wiley Capital Management, LLC's biggest client group is pension plans. Just 9% of its accounts are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 85.53%
    • Charitable Organizations - 14.47%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hotchkis And Wiley Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

    Back to Overview
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    This content was compiled from the SEC and FINRA