Impact Investment Adviser LLC

CRD#149929
Investment Advisor Firm

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Learn more about Impact Investment Adviser LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Impact Investment Adviser LLC is located at 450 Sansome Street, San Francisco, CA. The firm employs 7 financial advisors to manage client portfolios and provide financial guidance. Impact Investment Adviser LLC is not a registered broker-dealer.

    Impact Investment Adviser LLC oversees $612.2 million in assets under management across 9 accounts, all of which are discretionary. The services offered include portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The firm caters to pooled investment vehicles and insurance companies, with pooled investment vehicles being the largest client type by accounts. The fee structure at Impact Investment Adviser LLC includes asset-based, fixed, and other fees.

    Impact Investment Adviser LLC is registered in the state of California.

    Assets Under Management

    $612.2 million

    Number of Advisors

    7

    Disclosures

    No

    Office Location

    450 Sansome Street
    San Francisco, CA 94111

    Impact Investment Adviser LLC by the Numbers

    Total Assets Under Management

    $612.2 million

    National Average: $8.6 billion
    Total Number of Employees

    15

    National Average: 64
    Total Number of Accounts

    9

    National Average: 375,227
    Average Account Size

    $68.0 million

    National Average: $23.0 thousand
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    Products and Services

    Impact Investment Adviser LLC provides a variety of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. However, Impact Investment Adviser LLC did not provide financial planning services to any of its clients in the prior financial year. It does not sell products or offer services other than investment advisory services to its investment advisory clients.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically vary depending on which services are provided. Fees charged by Impact Investment Adviser LLC can include some blend of the following fee types: asset-based, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    It works with pooled investment vehicles and insurance companies. Out of its 2 clients, Impact Investment Adviser LLC's biggest client type by number of accounts is pooled investment vehicles.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Impact Investment Adviser LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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