Index Fund Advisors, Inc

CRD#109143
Investment Advisor Firm

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Learn more about Index Fund Advisors, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Index Fund Advisors, Inc operates as a financial advisor company based in Irvine, California. The company manages $4.4 billion in total assets across 6,756 client accounts, placing it among the largest firms in the country by assets under management (AUM). It has an average-sized team, including 26 financial advisors. Index Fund Advisors, Inc does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are tradable financial investments such as bonds, options and equities.

    Index Fund Advisors, Inc administers all of its client assets in a discretionary manner. Discretionary management signifies that transaction choices for the client's account are made by an investment advisor without needing to seek the client's authorization. The advisory firm's average account size is $644,399. An average financial advisor at Index Fund Advisors, Inc administers about 260 client accounts.

    The firm's central office is at 19200 Von Karman Ave, Irvine, California 92612-6566. Index Fund Advisors, Inc is permitted to provide services to investors across 50 U.S. states and territories.

    Assets Under Management

    $4.4 billion

    Number of Advisors

    26

    Disclosures

    No

    Office Location

    19200 Von Karman Ave
    Irvine, CA 92612-6566

    Index Fund Advisors, Inc by the Numbers

    Total Assets Under Management

    $4.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    50

    National Average: 64
    Total Number of Accounts

    6,756

    National Average: 375,227
    Average Account Size

    $644.4 thousand

    National Average: $23.0 thousand
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    Products and Services

    Index Fund Advisors, Inc offers a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. In the prior fiscal year, Index Fund Advisors, Inc provided 1500 of its customers with financial planning services. It is involved in selling products or offering services apart from investment advisory services to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Find a firm that offers this service

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management typically depend on the type of services offered. However, fee types charged by the firm most likely are comprised of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Index Fund Advisors, Inc caters to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 6,756 accounts, Index Fund Advisors, Inc's largest client is retail investors, but it also caters to 826 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients reside abroad.

    • High-Net-Worth Individuals* - 33.7%
    • Other Individuals - 63.89%
    • Corporations - 0.37%
    • Charitable Organizations - 2.04%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Index Fund Advisors, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Index Fund Advisors, Inc

    Neal Rutter
    Irvine, CA
    Shareen Balkey
    Irvine, CA
    Jeffrey Sims
    Irvine, CA
    Kerrie Doughty-Lloyd
    Irvine, CA
    Tyler Vasquez
    Irvine, CA
    Anne Page
    Irvine, CA
    Venkat Yarlagadda
    Irvine, CA
    Daniel Chong
    Irvine, CA
    Mary Brunson
    Irvine, CA

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