Invicta Financial Group
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Overview
Invicta Financial Group is a financial advisory company that has its headquarters in Yuma, Arizona. Invicta Financial Group administers $197.6 million in assets under management across 1,518 client accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). Invicta Financial Group has a small group, including 11 financial advisors. Invicta Financial Group is not a registered broker-dealer, signifying that it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as bonds, options and stocks.
Invicta Financial Group manages none of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell decisions for the client's account are made by an investment advisor without needing to seek the client's permission. The firm also oversees 1,518 non-discretionary accounts totaling $197.6 million in assets under management. The investment advisory firm supervises an average of $130,175 in assets for each customer account. The average financial advisor at Invicta Financial Group manages around 138 client accounts.
The company's headquarters is located at 2615 East 24Th Street, Yuma, Arizona 85365. The company is legally allowed to serve clients across 11 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Invicta Financial Group by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$197.6 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
11
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,518
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$130.2 thousand
Products and Services
Invicta Financial Group offers a number of financial services, including financial planning services, selection of other advisers and other services. In the past financial year, Invicta Financial Group provided financial planning services to 251-500 of its customers. The firm does not sell products or offer services other than investment advice to its investment advisory customers. The company also has a number of financial industry affiliations, including with an insurance company or agency and real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management are based on the services provided. However, fee types charged by the firm likely consist of the following fee types: asset-based, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
It works with retail investors and high net worth investors. Out of its 1,518 accounts, Invicta Financial Group's largest client group by number of accounts is retail investors, though it also serves 160 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 33.47%
- Other Individuals - 66.53%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Invicta Financial Group does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Invicta Financial Group
Yuma, AZ
Temecula, CA
Yuma, AZ
Yuma, AZ
Boerne, TX
Yuma, AZ
San Diego, CA
Coronado, CA
Yuma, AZ
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