Jeffrey Charles Lloyd Wolman

CRD#133611
Investment Advisor Firm

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Learn more about Jeffrey Charles Lloyd Wolman

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Jeffrey Charles Lloyd Wolman is located at 4208 Overland Avenue, Culver City, CA. The firm employs 1 financial advisor to manage client portfolios and provide financial guidance. Jeffrey Charles Lloyd Wolman is not a registered broker-dealer.

    Jeffrey Charles Lloyd Wolman oversees $199.9 million in assets under management across 250 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 51 and 100 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The firm caters to retail investors and high net worth investors, with high net worth investors being the largest client type by accounts. The fee structure at Jeffrey Charles Lloyd Wolman is categorized as other. The firm has 40 high net worth clients.

    Jeffrey Charles Lloyd Wolman is registered in the state of California.

    Assets Under Management

    $199.9 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    4208 Overland Avenue
    Culver City, CA 90230

    Jeffrey Charles Lloyd Wolman by the Numbers

    Total Assets Under Management

    $199.9 million

    National Average: $8.6 billion
    Total Number of Employees

    30

    National Average: 64
    Total Number of Accounts

    250

    National Average: 375,227
    Average Account Size

    $799.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Jeffrey Charles Lloyd Wolman provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. In the past fiscal year, Jeffrey Charles Lloyd Wolman provided 51-100 of its clients with financial planning services. It is engaged in selling products or offering services other than investment advice to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors typically vary depending on which service is offered. Fees billed by Jeffrey Charles Lloyd Wolman typically consist of non-traditional fee structures.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The firm works with retail investors and high net worth investors. Out of its 2 clients, Jeffrey Charles Lloyd Wolman's biggest client type by number of accounts is high net worth investors, although it also manages money for 40 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 66.67%
    • Other Individuals - 33.33%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Jeffrey Charles Lloyd Wolman does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Jeffrey Charles Lloyd Wolman

    Jeffrey Wolman
    Culver City, CA

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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