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Learn more about Kalos Management
Kalos Management operates as an advisory company based in Ponte Vedra Beach, Florida. The firm oversees $128.6 million in assets over 1,174 customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). It has a small team, including 4 financial advisors. Kalos Management does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as options, equities and bonds.
Kalos Management administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes transaction judgments for the client's account without needing client authorization. The company supervises about $109,508 for every account. The average financial advisor at Kalos Management administers about 294 client accounts.
Kalos Management's headquarters is at 818 A1A N, Ponte Vedra Beach, Florida 32082. The company is legally registered to serve customers throughout a few states, including Colorado, Florida, Georgia, Indiana, Maryland, South Carolina and Virginia.
Assets Under Management
Number of Advisors
Kalos Management by the Numbers
Products and Services
Kalos Management offers a number of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the last fiscal year, the company provided financial planning services to 1-10 of its accounts. It is not involved in selling products or offering services other than investment advisory services to its investment advisory accounts. It is also affiliated with a number of other companies in the financial services industry, including with an insurance company or agency.
Core Advisor Services
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
Offered by 46% of firms
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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This is the hosting of seminars or workshops to educate investors on financial concepts.
Financial advisory fees typically depend on which services the firm provides the client. Fees charged by Kalos Management likely include the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 21% of firms
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Offered by 32% of firms
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 26% of firms that offer this fee type
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
The company works with a number of different customers. It caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 1,174 customers, Kalos Management's biggest client group by number of accounts is retail investors, although it also serves 110 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 34.27%
- Other Individuals - 63.86%
- Corporations - 1.56%
- Charitable Organizations - 0.31%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Kalos Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Kalos Management
Ellicott City, MD
Ponte Vedra Beach, FL
Ellicott City, MD
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