Kanani Advisory Group Inc

CRD#288314
Investment Advisor Firm

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Learn more about Kanani Advisory Group Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Kanani Advisory Group Inc operates as an advisory firm that has its headquarters in Irvine, California. The company manages $131.5 million in total assets across 867 customer accounts, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). It has a small group, including 2 financial advisors. Kanani Advisory Group Inc is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets like stocks, options and bonds.

    Kanani Advisory Group Inc manages most of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell decisions for the client's account are made by a portfolio manager without requiring client consent. It also has 95 non-discretionary accounts totaling $10.2 million in assets. The advisory firm's typical account size is $151,674. The average advisor at Kanani Advisory Group Inc administers about 434 client accounts.

    The firm's main office is located at 16510 Bake Parkway, Irvine, California 92618. Kanani Advisory Group Inc is legally permitted to provide services to investors throughout a number of states, including Arizona, California, Indiana, Kentucky, Nebraska, New Hampshire and Texas.

    Assets Under Management

    $131.5 million

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    16510 Bake Parkway
    Irvine, CA 92618

    Kanani Advisory Group Inc by the Numbers

    Total Assets Under Management

    $131.5 million

    National Average: $8.6 billion
    Total Number of Employees

    5

    National Average: 64
    Total Number of Accounts

    867

    National Average: 375,227
    Average Account Size

    $151.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Kanani Advisory Group Inc offers multiple financial services, including financial planning services, selection of other advisers and educational seminars. However, it did not provide financial planning services to any of its customers in the previous financial year. Kanani Advisory Group Inc does not sell products or offer services aside from investment advisory services to its investment advisory clients. The company is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors typically vary depending on which service is provided. Fee types charged by the company can include the following fee types: asset-based or fixed. Kanani Advisory Group Inc does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 867 accounts, Kanani Advisory Group Inc's largest client by number of accounts is retail investors, although it also serves 17 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 3.09%
    • Other Individuals - 96.36%
    • Corporations - 0.55%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Kanani Advisory Group Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Kanani Advisory Group Inc

    Neda Kanani
    Irvine, CA
    Navid Kanani
    Irvine, CA

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