Legion Partners Asset Management, LLC
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Overview
Legion Partners Asset Management, LLC operates as a financial advisor firm located in Los Angeles, California. The company oversees $335.9 million in total assets throughout nine accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The company has a small team, including 5 financial advisors. Legion Partners Asset Management, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial investments such as bonds, equities and options.
Legion Partners Asset Management, LLC manages all of its accounts in a discretionary manner. Discretionary management means that buy and sell choices are made by an investment advisor without requiring client authorization. The company supervises about $37.3 million in assets for every client account. The typical financial advisor at Legion Partners Asset Management, LLC manages around two client accounts, making it one of the most personalized advisor firms in the country.
The firm's central office is located at 12121 Wilshire Blvd, Los Angeles, California 90025. The firm is permitted to provide services to clients in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Legion Partners Asset Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$335.9 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
7
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
9
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$37.3 million
Fee Structure
Financial advisory fees typically depend on which services are provided. However, fee types billed by the firm likely are comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Legion Partners Asset Management, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to pooled investment vehicles. Out of its nine accounts, Legion Partners Asset Management, LLC's largest client by number of accounts is pooled investment vehicles. Just 10% of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Legion Partners Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Legion Partners Asset Management, LLC
Beverly Hills, CA
Beverly Hills, CA
Beverly Hills, CA
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