Lloyd Tevis Investments, LLC

CRD#323061
Investment Advisor Firm

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Learn more about Lloyd Tevis Investments, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Lloyd Tevis Investments, LLC is located at 3658 Mt Diablo Blvd, Suite 201, Lafayette, CA. The firm employs 1 financial advisor to manage client portfolios and provide financial guidance. Lloyd Tevis Investments, LLC is not a registered broker-dealer.

    Lloyd Tevis Investments, LLC oversees $297.0 thousand in assets under management across 3 accounts, all of which are non-discretionary. Over the past year, the firm has provided financial planning services to between 1 and 10 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and the publication of newsletters. The fee structure at Lloyd Tevis Investments, LLC includes asset-based, hourly, and fixed fees.

    Lloyd Tevis Investments, LLC is registered in the state of California.

    Assets Under Management

    $297.0 thousand

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    3658 Mt Diablo Blvd, Suite 201
    Lafayette, CA 94549

    Lloyd Tevis Investments, LLC by the Numbers

    Total Assets Under Management

    $297.0 thousand

    National Average: $8.6 billion
    Total Number of Employees

    4

    National Average: 64
    Total Number of Accounts

    3

    National Average: 375,227
    Average Account Size

    $99.0 thousand

    National Average: $23.0 thousand
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    Products and Services

    Lloyd Tevis Investments, LLC offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. In the last fiscal year, Lloyd Tevis Investments, LLC provided financial planning services to 45301 of its clients. The Firm is not involved in selling products or offering services aside from investment advisory services to its investment advisory customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Find a firm that offers this service

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management usually depend on the services offered. Fees billed by Lloyd Tevis Investments, LLC most likely include any combination of the following fee structures: asset-based, hourly, or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Lloyd Tevis Investments, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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