Modern Wealth Management, LLC
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Overview
Modern Wealth Management, LLC operates as a financial advisor company headquartered in Monterey, California. Modern Wealth Management, LLC has a small group, including 2 financial advisors. Modern Wealth Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets like equities, options and bonds.
The firm's headquarters is located at 262 El Dorado St, Suite 300, Monterey, California 93940. The firm is permitted to provide services to investors in the state of California.
Number of Advisors
Disclosures
Office Location
Modern Wealth Management, LLC by the Numbers
3
Products and Services
Modern Wealth Management, LLC offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. However, Modern Wealth Management, LLC did not provide any of its clients with financial planning services in the prior financial year. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. Fees billed by the company likely consist of any blend of the following fee structures: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Disclosures
Modern Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Modern Wealth Management, LLC
Monterey, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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