Monex Asset Management, Inc

CRD#148123
Investment Advisor Firm

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Learn more about Monex Asset Management, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Monex Asset Management, Inc is located at 440 Louisiana Street, Houston, TX. The firm employs 14 financial advisors to manage client portfolios and provide financial guidance. Monex Asset Management, Inc is not a registered broker-dealer.

    Monex Asset Management, Inc oversees $200.9 million in assets under management across 300 accounts, of which 207 are discretionary and 93 are non-discretionary. The services offered include portfolio management for individuals and small businesses, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, corporations, and other types of investors, with high net worth investors being the largest client type by accounts. The fee structure at Monex Asset Management, Inc includes asset-based and fixed fees. The firm has 166 high net worth clients and maintains affiliations with a broker-dealer or securities dealer.

    Monex Asset Management, Inc is registered in the states of California and Texas.

    Assets Under Management

    $200.9 million

    Number of Advisors

    14

    Disclosures

    No

    Office Location

    440 Louisiana Street
    Houston, TX 77002

    Monex Asset Management, Inc by the Numbers

    Total Assets Under Management

    $200.9 million

    National Average: $8.6 billion
    Total Number of Employees

    20

    National Average: 64
    Total Number of Accounts

    300

    National Average: 375,227
    Average Account Size

    $669.8 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial management typically depend on the type of services provided. Fees charged by Monex Asset Management, Inc most likely include some combination of the following fee types: asset-based or fixed.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors, high net worth investors, corporations, and other. Out of its 4 clients, Monex Asset Management, Inc's biggest client type by number of accounts is high net worth investors, although it also manages money for 166 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 55.33%
    • Other Individuals - 30.33%
    • Corporations - 14.33%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Monex Asset Management, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Monex Asset Management, Inc

    Edgar Lesser
    Houston, TX
    Cristina Eddy
    San Diego, CA
    Oscar Flores
    San Antonio, TX
    Mayra Rodriguez
    Houston, TX
    Emilio Soto
    Houston, TX
    Victor Joffe
    San Antonio, TX
    Luis Osawa Guerrero
    Houston, TX
    Charles Lautz
    Houston, TX
    Jose Beltran
    Houston, TX

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