Mundoval Capital Management, Inc

CRD#132553
Investment Advisor Firm

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Learn more about Mundoval Capital Management, Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Mundoval Capital Management, Inc is an advisory company that has its headquarters in La Jolla, California. Mundoval Capital Management, Inc manages $66.9 million in assets under management across 77 accounts. The company has a small team, including 3 financial advisors. Mundoval Capital Management, Inc is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial assets like options, stocks and bonds.

    Mundoval Capital Management, Inc oversees all of its client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by a portfolio manager without needing the client's authorization. The firm's average account size is $868,584. The typical advisor at Mundoval Capital Management, Inc administers around 26 client accounts, placing it towards the middle in terms of personalization.

    The firm's main office is at 7855 Ivanhoe Avenue Suite 210, La Jolla, California 92037. It is permitted to serve clients across a number of states, including California and Texas.

    Assets Under Management

    $66.9 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    7855 Ivanhoe Avenue Suite 210
    La Jolla, CA 92037

    Mundoval Capital Management, Inc by the Numbers

    Total Assets Under Management

    $66.9 million

    National Average: $8.6 billion
    Total Number of Employees

    4

    National Average: 64
    Total Number of Accounts

    77

    National Average: 375,227
    Average Account Size

    $868.6 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advice vary depending on which services the firm provides the client. However, fees charged by the firm likely include some combination of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company manages money for a broad range of customers. It works with retail investors, high net worth investors, investment companies, pension plans, charitable organizations and insurance companies. Out of its 77 accounts, Mundoval Capital Management, Inc's biggest client group by number of accounts is high net worth investors, but it also caters to 21 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 2% of the firm's customers reside abroad.

    • High-Net-Worth Individuals* - 42.86%
    • Other Individuals - 40.82%
    • Corporations - 14.29%
    • Charitable Organizations - 2.04%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Mundoval Capital Management, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Mundoval Capital Management, Inc

    Arthur Johnson
    La Jolla, CA
    Natalie Mcintosh
    La Jolla, CA
    Arthur Johnson
    La Jolla, CA

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