Nautilus Advisors LLC
Answer a few questions and
get matched with an advisor.
Learn more about Nautilus Advisors LLC
Overview
Nautilus Advisors LLC is a financial advisor firm that has its headquarters in San Diego, California. It oversees $226.1 million in assets under management across 458 customer accounts, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). Nautilus Advisors LLC has a small team, including 3 financial advisors. Nautilus Advisors LLC does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments like equities, options and bonds.
Nautilus Advisors LLC manages more than half of the firm's accounts on a discretionary basis. Discretionary management signifies that buy and sell judgments are made by a portfolio manager without requiring the customer's permission. Nautilus Advisors LLC also manages 54 non-discretionary accounts totaling $31.4 million in AUM. Nautilus Advisors LLC oversees an average of $493,602 for each client account. An average financial advisor at Nautilus Advisors LLC manages about 153 client accounts.
The company's headquarters is at 4747 Morena Blvd., San Diego, California 92117. Nautilus Advisors LLC is legally permitted to provide services to investors across a few states, including California, Colorado and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nautilus Advisors LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$226.1 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
458
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$493.6 thousand
Products and Services
Nautilus Advisors LLC provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Notably, the firm did not provide any of its clients with financial planning services in the last fiscal year. Nautilus Advisors LLC is not engaged in selling products or offering services apart from investment advice to its investment advisory customers. It is also affiliated with a number of other companies in the financial services industry, including with an insurance company or agency.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically vary depending on which services the firm provides the client. However, fee types billed by the company likely are comprised of the following fee structures: asset-based or fixed. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 458 customers, Nautilus Advisors LLC's largest client is high net worth investors, though it also caters to 139 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 79.89%
- Other Individuals - 20.11%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Nautilus Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Nautilus Advisors LLC
Ladera Ranch, CA
Ladera Ranch, CA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.