Nwf Advisory Services Inc
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Overview
Nwf Advisory Services Inc operates as a financial advisory company located in Los Angeles, California. The firm administers $2.9 billion in total assets over 6,090 accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). Nwf Advisory Services Inc has a small team, including 2 financial advisors. Nwf Advisory Services Inc does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as stocks, options and bonds.
Nwf Advisory Services Inc oversees 2,900 of the company's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager makes buy and sell choices for the client's account without requiring the customer's approval. It also manages 3,190 non-discretionary accounts with a total of $1.5 billion in assets. The firm's average account size is $470,398. The average financial advisor at Nwf Advisory Services Inc administers about 3,045 client accounts.
Nwf Advisory Services Inc's main office is located at 11835 W Olympic Blvd, Los Angeles, California 90064. It is allowed to provide services to clients across 14 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nwf Advisory Services Inc by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$2.9 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
6,090
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$470.4 thousand
Products and Services
Nwf Advisory Services Inc offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. In the prior fiscal year, it provided 26-50 of its customers with financial planning services. It is not involved in selling products or offering services aside from investment advice to its investment advisory customers. The firm also has a number of financial industry affiliations, including with an insurance company or agency and real estate broker or dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors vary depending on which services are offered. However, fee types billed by the company can include the following fee structures: asset-based, hourly or fixed. The company does participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with retail investors. Out of its 6,090 accounts, Nwf Advisory Services Inc's largest client type by number of accounts is retail investors. None of the company's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 100%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nwf Advisory Services Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Nwf Advisory Services Inc
Los Angeles, CA
Irvine, CA
Kingsburg, CA
Honolulu, HI
Menlo Park, CA
San Diego, CA
Newport Beach, CA
Kingsburg, CA
Walnut Creek, CA
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