O'Brien Investment Management, LLC
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Overview
O'Brien Investment Management, LLC operates as a financial advisor firm based in Torrance, California. The company handles $154.1 million in assets over 206 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small team, including 2 financial advisors. O'Brien Investment Management, LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as bonds, options and stocks.
O'Brien Investment Management, LLC administers all of the company's accounts on a discretionary basis. Discretionary management is a structure in which transaction choices for the client's account are made by an investment advisor without needing client approval. The investment advisory firm administers about $748,086 in assets for every client account. An average advisor at O'Brien Investment Management, LLC oversees around 103 client accounts.
The firm's central office is at 24594 Hawthorne Blvd., Torrance, California 90505. It is legally permitted to serve investors throughout a number of states, including Arizona, California and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
O'Brien Investment Management, LLC by the Numbers
$154.1 million
3
206
$748.1 thousand
Fee Structure
Financial advisory fees largely are based on which services the firm provides the client. Fees charged by the company typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors, high net worth investors and pension plans. Out of its 206 clients, O'Brien Investment Management, LLC's biggest client type is high net worth investors, although it also manages money for 68 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients reside abroad.
- High-Net-Worth Individuals* - 62.39%
- Other Individuals - 35.78%
- Corporations - 1.83%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
O'Brien Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at O'Brien Investment Management, LLC
Torrance, CA
Torrance, CA
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