Oneamerica Securities, Inc

CRD#4173
Investment Advisor Firm

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Learn more about Oneamerica Securities, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Oneamerica Securities, Inc is an advisory firm that has its headquarters in Indianapolis, Indiana. The firm controls $158.0 million in assets under management over 1,970 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The firm has a large group, including 287 financial advisors. Oneamerica Securities, Inc is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as options, equities and bonds.

    Oneamerica Securities, Inc oversees none of the firm's accounts on a discretionary basis. Discretionary management signifies that transaction choices are made by an investment advisor without requiring client consent. Oneamerica Securities, Inc also oversees 1,970 non-discretionary accounts with a total of $158.0 million in assets under management. The investment advisory firm supervises about $80,220 for every client account. The average advisor at Oneamerica Securities, Inc administers about seven client accounts, making it one of the more personalized firms in the country.

    The company's main office is at One American Square, Indianapolis, Indiana 46282. It is legally permitted to provide services to clients throughout 51 U.S. states and territories.

    Assets Under Management

    $158.0 million

    Number of Advisors

    287

    Disclosures

    No

    Office Location

    One American Square
    Indianapolis, IN 46282

    Oneamerica Securities, Inc by the Numbers

    Total Assets Under Management

    $158.0 million

    National Average: $8.6 billion
    Total Number of Employees

    357

    National Average: 64
    Total Number of Accounts

    1,970

    National Average: 375,227
    Average Account Size

    $80.2 thousand

    National Average: $23.0 thousand
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    Products and Services

    Oneamerica Securities, Inc provides a variety of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. In the prior fiscal year, the firm provided 26-50 of its customers with financial planning services. Oneamerica Securities, Inc is not involved in selling products or offering services aside from investment advisory services to its investment advisory accounts. Oneamerica Securities, Inc is affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer, insurance company or agency and pension consultant.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice depend on which services the firm provides the client. However, fee types billed by the company likely include the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Oneamerica Securities, Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to retail investors and high net worth investors. Out of its 1,970 clients, Oneamerica Securities, Inc's biggest client group by number of accounts is retail investors, but it also caters to 43 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts reside abroad.

    • High-Net-Worth Individuals* - 2.18%
    • Other Individuals - 97.82%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Oneamerica Securities, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Oneamerica Securities, Inc

    John Weller
    Carmel, IN
    Albert Alguadich
    Cape Coral, FL
    Christa Fandrich
    San Diego, CA
    Dave Guzman
    Indianapolis, IN
    Byron Smith
    Loveland, OH
    Stuart Beswick
    Nampa, ID
    Katherine Bennett
    Indianapolis, IN
    Russell Tepper
    Parsippany, NJ
    April Coleman
    Indianapolis, IN

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