Pacific Sun Financial Corp
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Overview
Pacific Sun Financial Corp is a financial advisor firm headquartered in Los Angeles, California. The company manages $219.4 million in total assets throughout 854 accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). It has a small group, including 2 financial advisors. Pacific Sun Financial Corp is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments like stocks, options and bonds.
Pacific Sun Financial Corp oversees all of its client assets on a discretionary basis. Discretionary management is a structure in which transaction decisions for the client's account are made by an investment advisor without requiring client permission. The investment advisory firm administers an average of $256,919 for every account. The average advisor at Pacific Sun Financial Corp oversees around 427 client accounts.
Pacific Sun Financial Corp's main office is at 10940 Wilshire Blvd, Los Angeles, California 90024. The firm is legally permitted to provide services to clients throughout 7 states, including Arizona, California, Hawaii, Nevada, Texas, Washington and Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pacific Sun Financial Corp by the Numbers
$219.4 million
4
854
$256.9 thousand
Fee Structure
Financial management fees usually depend on which services are provided. However, fees billed by Pacific Sun Financial Corp typically consist of the following fee structure: asset-based. Pacific Sun Financial Corp participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to retail investors and high net worth investors. Out of its 854 customers, Pacific Sun Financial Corp's biggest client type is retail investors, although it also manages money for 38 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 11.55%
- Other Individuals - 88.45%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pacific Sun Financial Corp does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Pacific Sun Financial Corp
Los Angeles, CA
Aliso Viejo, CA
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