Pathway Capital Management, Lp

CRD#108016
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

Pathway Capital Management, Lp is an advisory company that has its headquarters in Irvine, California. Pathway Capital Management, Lp has $61.5 billion in assets over 95 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management (AUM). It has a large team of 187 employees, of which 62 are financial advisors. Pathway Capital Management, Lp does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as options, stocks and bonds.

Pathway Capital Management, Lp oversees the majority of the firm's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell decisions for the client's account without needing to seek the client's authorization. Pathway Capital Management, Lp also has eight non-discretionary accounts with a total of $17.4 billion in assets under management. The company administers about $647.2 million for every client account. The average financial advisor at Pathway Capital Management, Lp manages around two client accounts, making it one of the most personalized firms in the country.

The company's main office is at 18575 Jamboree Road, Irvine, California 92612. The firm is legally registered to serve customers throughout a number of states, including California, Louisiana and Rhode Island.

Assets Under Management

$61.5 billion

Number of Advisors

62

Disclosures

No

Office Location

18575 Jamboree Road
Irvine, CA 92612

Pathway Capital Management, Lp by the Numbers

Total Assets Under Management

$61.5 billion

National Average: $3.7 billion
Total Number of Employees

187

National Average: 29
Total Number of Accounts

95

National Average: 2,073
Average Account Size

$647.2 million

National Average: $1.8 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Products and Services

Pathway Capital Management, Lp provides a variety of services, which can consist of portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Pathway Capital Management, Lp does not sell products or offer services aside from investment advisory services to its investment advisory customers.

Core Advisor Services

  • Find a firm that offers this service

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

Back to Overview

Fee Structure

Fees for financial advisory services typically depend on the services offered. However, fees charged by the firm can be comprised of any blend of the following fee structures: asset-based, fixed or performance-based. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

The company provides services to pooled investment vehicles, pension plans, state or municipal government entities and insurance companies. Out of its 95 customers, Pathway Capital Management, Lp's biggest client type is pooled investment vehicles. About 16% of the company's customers are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Pathway Capital Management, Lp does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

This content was compiled from the SEC and FINRA