Pathway Capital Management, Lp

CRD#108016
Investment Advisor Firm

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Learn more about Pathway Capital Management, Lp

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Pathway Capital Management, Lp is a financial advisory firm based in Irvine, California. The company oversees $88.0 billion in total assets across 107 accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). The company has a large group, including 68 financial advisors. Pathway Capital Management, Lp does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as bonds, stocks and options.

    Pathway Capital Management, Lp administers 98 of its client assets on a discretionary basis. Discretionary management is a structure in which transaction choices for the client's account are made by a portfolio manager without needing client approval. It also oversees nine non-discretionary accounts totaling $24.1 billion in AUM. The advisory firm's typical account size is $822.8 million. The typical advisor at Pathway Capital Management, Lp oversees around two client accounts, making it one of the most individualized firms in the country.

    Pathway Capital Management, Lp's main office is located at 18575 Jamboree Road, Irvine, California 92612. The company is permitted to serve clients throughout 10 states, including California, Colorado, Delaware, Florida, Louisiana, New York, Ohio, Pennsylvania, Rhode Island and Virginia.

    Assets Under Management

    $88.0 billion

    Number of Advisors

    68

    Disclosures

    No

    Office Location

    18575 Jamboree Road
    Irvine, CA 92612

    Pathway Capital Management, Lp by the Numbers

    Total Assets Under Management

    $88.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    233

    National Average: 64
    Total Number of Accounts

    107

    National Average: 375,227
    Average Account Size

    $822.8 million

    National Average: $23.0 thousand
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    Products and Services

    Pathway Capital Management, Lp provides a variety of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The company does not sell products or offer services apart from investment advice to its investment advisory customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors are based on which services are provided. However, fee types billed by the firm may include any blend of the following fee types: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It provides services to pooled investment vehicles, pension plans, state or municipal government entities and insurance companies. Out of its 107 accounts, Pathway Capital Management, Lp's biggest client by number of accounts is pooled investment vehicles. Around 17% of its clients reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Pathway Capital Management, Lp does not have any disclosures.

    Please visit its Form ADV for more details.

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