Poplar Forest Capital LLC
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Overview
Poplar Forest Capital LLC operates as a financial advisory company located in Pasadena, California. The company administers $1.1 billion in total assets throughout 72 accounts, placing it among the larger investment advisory firms in the United States by assets under management (AUM). Poplar Forest Capital LLC has a small group, including 7 financial advisors. Poplar Forest Capital LLC does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as options, bonds and equities.
Poplar Forest Capital LLC oversees more than half of its accounts in a discretionary manner. Discretionary management signifies that an investment advisor has the discretion to make transaction judgments for the client's account without requiring the customer's authorization. The company also manages 26 non-discretionary accounts with a total of $252.2 million in AUM. The advisory firm's typical account size is $15.4 million. An average advisor at Poplar Forest Capital LLC oversees about 10 client accounts, placing it among the more personalized advisor firms in the country.
The company's main office is located at 225 South Lake Avenue, Pasadena, California 91101. Poplar Forest Capital LLC is registered to serve customers across a number of states, including California, Oregon and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Poplar Forest Capital LLC by the Numbers
$1.1 billion
13
72
$15.4 million
Fee Structure
Financial advisory fees typically are based on which services the firm provides the client. Fee types charged by the firm likely are comprised of some combination of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with high net worth investors, investment companies, pooled investment vehicles and other investment advisers. Out of its 72 clients, Poplar Forest Capital LLC's largest client type by number of accounts is high net worth investors, although it also serves 25 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are non-U.S. persons.
- High-Net-Worth Individuals* - 86.21%
- Other Individuals - 0%
- Corporations - 13.79%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Poplar Forest Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Poplar Forest Capital LLC
Pasadena, CA
Pasadena, CA
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