Precept Advisory Group LLC
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Overview
Precept Advisory Group LLC is a financial advisor firm located in Irvine, California. The company handles $4.9 billion in total assets across 67 client accounts, placing it among the biggest firms in the nation by assets under management (AUM). The company has a small group, including 6 financial advisors. Precept Advisory Group LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments such as bonds, options and stocks.
Precept Advisory Group LLC manages two of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell judgments for the client's account without requiring client authorization. It also oversees 65 non-discretionary accounts with a total of $4.9 billion in assets under management. Precept Advisory Group LLC's typical account size is $73.1 million. An average advisor at Precept Advisory Group LLC manages around 11 client accounts, placing it among the more personalized financial advisor firms in the country.
Precept Advisory Group LLC's central office is at 130 Theory, Irvine, California 92617. The company is legally registered to serve customers across 3 states, including California, Oregon and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Precept Advisory Group LLC by the Numbers
$4.9 billion
7
67
$73.1 million
Fee Structure
Financial advisory fees largely depend on the type of services offered. Fees charged by the company likely consist of any blend of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to pension plans and corporations. Out of its 67 customers, Precept Advisory Group LLC's largest client type is pension plans. None of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Precept Advisory Group LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Precept Advisory Group LLC
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.