Prime Finance Advisor, L.P
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Overview
Prime Finance Advisor, L.P operates as a financial advisory firm headquartered in San Francisco, California. Prime Finance Advisor, L.P handles $18.5 billion in total assets throughout 66 accounts, making it one of the largest financial advisory firms in the nation by assets under management (AUM). It has a large group, including 83 financial advisors. Prime Finance Advisor, L.P does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are tradable financial assets such as options, equities and bonds.
Prime Finance Advisor, L.P manages all of its accounts in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes buy and sell decisions without requiring the client's authorization. The advisory firm supervises about $280.2 million for each client account. An average financial advisor at Prime Finance Advisor, L.P administers fewer than one client account, placing it among the most individualized advisor firms in the country.
Prime Finance Advisor, L.P's main office is at 600 Montgomery Street, San Francisco, California 94111. The firm is registered to provide services to investors across a number of states, including California and Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Prime Finance Advisor, L.P by the Numbers
$18.5 billion
138
66
$280.2 million
Products and Services
Services provided by Prime Finance Advisor, L.P can include portfolio management for pooled investment vehicles and selection of other advisers. It does sell products or offer services different than investment advisory services to its clients. Prime Finance Advisor, L.P is affiliated with one or more other companies in the financial services industry, including with a commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees typically vary depending on which services the firm provides the client. Fee types billed by Prime Finance Advisor, L.P may include the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 10% of firms
Other
Unavailable
Types of Clients
The company provides services to pooled investment vehicles. Out of its 66 accounts, Prime Finance Advisor, L.P's biggest client type by number of accounts is pooled investment vehicles. Just 2% of its clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Prime Finance Advisor, L.P does not have any disclosures.
Please visit its Form ADV for more details.
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