Redwood Grove Capital, LLC
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Overview
Redwood Grove Capital, LLC operates as an advisory firm that has its headquarters in Palo Alto, California. Redwood Grove Capital, LLC controls $219.0 million in total assets across one client account, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). Redwood Grove Capital, LLC has a small group, including 3 financial advisors. Redwood Grove Capital, LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable financial investments like bonds, options and equities.
Redwood Grove Capital, LLC manages all of the company's accounts on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction decisions without needing to seek client permission. The advisory firm supervises roughly $219.0 million in assets for each account. An average advisor at Redwood Grove Capital, LLC manages fewer than one client account, making it one of the most individualized financial advisor firms in the country.
Redwood Grove Capital, LLC's main office is located at 530 Lytton Avenue, Palo Alto, California 94301. It is legally permitted to provide services to clients in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Redwood Grove Capital, LLC by the Numbers
$219.0 million
4
1
$219.0 million
Fee Structure
Fees for financial advice largely depend on which services are offered. Fee types charged by the firm can include some blend of the following fee structures: asset-based or performance-based. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to pooled investment vehicles. Redwood Grove Capital, LLC's largest client type by number of accounts is pooled investment vehicles. None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Redwood Grove Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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