Remy Investors & Consultants Inc

CRD#135275
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

Overview

Remy Investors & Consultants Inc operates as a financial advisory company based in Los Angeles, California. The firm handles $256.4 million in assets under management across 11 accounts, making it a mid-tier firm in the country by assets under management (AUM). The firm has a small group of six employees, of which three are financial advisors. Remy Investors & Consultants Inc does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as equities, options and bonds.

Remy Investors & Consultants Inc administers all of the company's client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction choices without needing to seek client permission. The company administers about $23.3 million in assets for every customer account. The typical financial advisor at Remy Investors & Consultants Inc manages around four client accounts, making it one of the most personalized firms in the country.

The company's central office is at 1801 Century Park East, Suite 1111, Los Angeles, California 90067-2313. It is legally registered to provide services to clients in the state of California.

Assets Under Management

$256.4 million

Number of Advisors

3

Disclosures

No

Office Location

1801 Century Park East, Suite 1111
Los Angeles, CA 90067-2313

Remy Investors & Consultants Inc by the Numbers

Total Assets Under Management

$256.4 million

National Average: $3.7 billion
Total Number of Employees

6

National Average: 29
Total Number of Accounts

11

National Average: 2,073
Average Account Size

$23.3 million

National Average: $1.8 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Products and Services

Remy Investors & Consultants Inc offers a number of financial services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and selection of other advisers. It does not sell products or offer services other than investment advice to its investment advisory clients.

Core Advisor Services

  • Find a firm that offers this service

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

Back to Overview

Fee Structure

Financial management fees are based on which service is offered. However, fees charged by the firm can include the following fee types: asset-based, fixed or performance-based. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

It provides services to high net worth investors, pooled investment vehicles, charitable organizations and corporations. Out of its 11 customers, Remy Investors & Consultants Inc's biggest client type is high net worth investors, though it also caters to five high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 50%
  • Other Individuals - 0%
  • Corporations - 40%
  • Charitable Organizations - 10%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Remy Investors & Consultants Inc does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

This content was compiled from the SEC and FINRA