Rimrock Capital Management LLC

CRD#120410
Investment Advisor Firm

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Overview

Rimrock Capital Management LLC operates as a financial advisor firm located in Irvine, California. Rimrock Capital Management LLC oversees $6.6 billion in assets under management throughout 24 accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). The firm has a small team of 16 employees, including 12 financial advisors. Rimrock Capital Management LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like equities, options and bonds.

Rimrock Capital Management LLC administers all of its client assets on a discretionary basis. Discretionary management means that transaction decisions are made by an investment advisor without requiring the customer's authorization. Rimrock Capital Management LLC's average account size is $273.9 million. The typical financial advisor at Rimrock Capital Management LLC administers about two client accounts, making it one of the most individualized firms in the country.

The company's main office is at 100 Innovation Drive, Irvine, California 92617-3040. The company is permitted to serve customers in the state of California.

Assets Under Management

$6.6 billion

Number of Advisors

12

Disclosures

No

Office Location

100 Innovation Drive
Irvine, CA 92617-3040

Rimrock Capital Management LLC by the Numbers

Total Assets Under Management

$6.6 billion

National Average: $3.7 billion
Total Number of Employees

16

National Average: 29
Total Number of Accounts

24

National Average: 2,073
Average Account Size

$273.9 million

National Average: $1.8 million

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Fee Structure

Fees charged by financial advisors usually depend on which services the firm provides the client. However, fee types billed by Rimrock Capital Management LLC most likely are comprised of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm caters to investment companies, pooled investment vehicles and charitable organizations. Out of its 24 clients, Rimrock Capital Management LLC's largest client type by number of accounts is pooled investment vehicles. Around 50% of the firm's accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 79.17%
  • Charitable Organizations - 20.83%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Rimrock Capital Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Rimrock Capital Management LLC

Scott Dubchansky
Irvine, CA
Paul Westhead
Irvine, CA
Stephen Foulke
Irvine, CA
David Edington
Irvine, CA
Christopher Chester
Irvine, CA
Santino Blumetti
Irvine, CA

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This content was compiled from the SEC and FINRA