Rimrock Capital Management LLC

CRD#120410
Investment Advisor Firm

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Learn more about Rimrock Capital Management LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Rimrock Capital Management LLC is a financial advisory company located in Irvine, California. The firm handles $3.6 billion in total assets throughout 21 accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). The firm has a small group, including 14 financial advisors. Rimrock Capital Management LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like options, bonds and equities.

    Rimrock Capital Management LLC administers all of the company's accounts in a discretionary manner. Discretionary management means that an investment advisor makes buy and sell decisions for the client's account without requiring the customer's permission. The firm's average account size is $173.2 million. An average financial advisor at Rimrock Capital Management LLC manages around two client accounts, placing it among the most individualized firms in the country.

    Rimrock Capital Management LLC's main office is at 100 Innovation Drive, Irvine, California 92617-3040. The company is allowed to serve clients in the state of California.

    Assets Under Management

    $3.6 billion

    Number of Advisors

    14

    Disclosures

    No

    Office Location

    100 Innovation Drive
    Irvine, CA 92617-3040

    Rimrock Capital Management LLC by the Numbers

    Total Assets Under Management

    $3.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    33

    National Average: 64
    Total Number of Accounts

    21

    National Average: 375,227
    Average Account Size

    $173.2 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees typically vary depending on which services the firm provides the client. However, fees charged by the company likely include the following fee types: asset-based or performance-based. Rimrock Capital Management LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company caters to pooled investment vehicles and charitable organizations. Out of its 21 customers, Rimrock Capital Management LLC's biggest client is pooled investment vehicles. About 52% of its customers reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 71.43%
    • Charitable Organizations - 28.57%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rimrock Capital Management LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Rimrock Capital Management LLC

    Scott Dubchansky
    Irvine, CA
    Paul Westhead
    Irvine, CA
    Stephen Foulke
    Irvine, CA
    David Edington
    Irvine, CA
    Christopher Chester
    Irvine, CA

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