Rothschild & Co Credit Management (North America)

CRD#136191
Investment Advisor Firm

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Learn more about Rothschild & Co Credit Management (North America)

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Rothschild & Co Credit Management (North America) operates as a financial advisory company based in Los Angeles, California. Rothschild & Co Credit Management (North America) controls $2.7 billion in total assets across 10 accounts, making it one of the largest financial advisory firms in the nation by assets under management (AUM). The company has a small group, including 10 financial advisors. Rothschild & Co Credit Management (North America) is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like options, bonds and stocks.

    Rothschild & Co Credit Management (North America) administers most of the company's accounts on a discretionary basis. Discretionary management signifies that a portfolio manager makes transaction judgments for the client's account without requiring client approval. The company also has three non-discretionary accounts with a total of $370.7 million in assets under management. The investment advisory firm administers about $265.3 million for every client account. The typical advisor at Rothschild & Co Credit Management (North America) manages around one client account, making it one of the most personalized financial advisor firms in the country.

    Rothschild & Co Credit Management (North America)'s headquarters is located at 633 West 5Th Street, Los Angeles, California 90071. The company is legally registered to provide services to investors across 2 states, including California and New York.

    Assets Under Management

    $2.7 billion

    Number of Advisors

    10

    Disclosures

    No

    Office Location

    633 West 5Th Street
    Los Angeles, CA 90071

    Rothschild & Co Credit Management (North America) by the Numbers

    Total Assets Under Management

    $2.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    14

    National Average: 64
    Total Number of Accounts

    10

    National Average: 375,227
    Average Account Size

    $265.3 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial management usually depend on the services provided. Fee types charged by the company may include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company caters to pooled investment vehicles. Out of its 10 clients, Rothschild & Co Credit Management (North America)'s biggest client type is pooled investment vehicles. About 100% of the firm's customers reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rothschild & Co Credit Management (North America) does not have any disclosures.

    Please visit its Form ADV for more details.

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