Rudney Associates

CRD#110235
Investment Advisor Firm

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Learn more about Rudney Associates

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Rudney Associates operates as a financial advisory company based in Alamo, California. The firm administers $685.6 million in assets under management across 933 accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). The firm has a small team, including 1 financial advisor. Rudney Associates is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial investments such as equities, options and bonds.

    Rudney Associates administers all of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes transaction decisions for the client's account without needing to seek client permission. The firm manages roughly $734,838 for every customer account. The typical financial advisor at Rudney Associates oversees about 933 client accounts.

    Rudney Associates's main office is located at 1499 Danville Blvd, Suite 250, Alamo, California 94507. Rudney Associates is legally allowed to provide services to investors throughout a number of states, including Arizona, Idaho, Oregon, Texas and California.

    Assets Under Management

    $685.6 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    1499 Danville Blvd, Suite 250
    Alamo, CA 94507

    Rudney Associates by the Numbers

    Total Assets Under Management

    $685.6 million

    National Average: $8.6 billion
    Total Number of Employees

    2

    National Average: 64
    Total Number of Accounts

    933

    National Average: 375,227
    Average Account Size

    $734.8 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually vary depending on which services the firm provides the client. However, fee types charged by the company likely are comprised of the following fee structures: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    Rudney Associates works with retail investors, high net worth investors and pension plans. Out of its 933 accounts, Rudney Associates's biggest client type is high net worth investors, though it also manages money for 283 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 78.61%
    • Other Individuals - 18.61%
    • Corporations - 2.78%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rudney Associates does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Rudney Associates

    Eric Rudney
    Alamo, CA

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