Sageview Advisory Group, LLC

CRD#126777
Investment Advisor Firm

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Overview

Sageview Advisory Group, LLC operates as an advisory firm located in Irvine, California. Sageview Advisory Group, LLC controls $112.9 billion in total assets across 2,991 accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). The firm has a large team of 124 employees, of which 74 are financial advisors. Sageview Advisory Group, LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments like bonds, options and stocks.

Sageview Advisory Group, LLC oversees 1,715 of the firm's client assets on a discretionary basis. Discretionary management signifies that an investment advisor makes transaction decisions without requiring client authorization. It also manages 1,276 non-discretionary accounts totaling $107.4 billion in assets. The investment advisory firm's typical account size is $37.8 million. The typical financial advisor at Sageview Advisory Group, LLC manages about 40 client accounts, making it about average in terms of personalization.

The company's headquarters is at 1920 Main St., Irvine, California 92614. It is permitted to serve customers across 38 U.S. states and territories.

Assets Under Management

$112.9 billion

Number of Advisors

74

Disclosures

No

Office Location

1920 Main St.
Irvine, CA 92614

Sageview Advisory Group, LLC by the Numbers

Total Assets Under Management

$112.9 billion

National Average: $3.7 billion
Total Number of Employees

124

National Average: 29
Total Number of Accounts

2,991

National Average: 2,073
Average Account Size

$37.8 million

National Average: $1.8 million

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Products and Services

Sageview Advisory Group, LLC offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. In the last fiscal year, Sageview Advisory Group, LLC provided financial planning services to 1-10 of its clients. The company does sell products or offer services different than investment advice to its clients. The company also has a number of financial industry affiliations, including with a lawyer or law firm, insurance company or agency and pension consultant.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 10% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees typically are based on which services the firm provides the client. Fee types billed by the company most likely consist of the following fee types: asset-based, hourly or fixed. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company works with a number of different investors. It works with retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 2,991 clients, Sageview Advisory Group, LLC's largest client type is retail investors, but it also caters to 127 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.

  • High-Net-Worth Individuals* - 5.06%
  • Other Individuals - 53.56%
  • Corporations - 39.47%
  • Charitable Organizations - 1.91%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Sageview Advisory Group, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Sageview Advisory Group, LLC

Catherine Christ
Irvine, CA
Daniel Quirk
Irvine, CA
Derrick Byrd
Knoxville, TN
Wayne Roth
Irvine, CA
Julie Kim
Irvine, CA
Matthew Anderson
Chicago, IL
Mallory Armijo
Irvine, CA
Stuart Payment
Portland, OR
Rodney Kauffman
Irvine, CA

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This content was compiled from the SEC and FINRA