Sbj Capital
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Overview
Sbj Capital is an advisory company located in Walnut Creek, California. The firm handles $576.7 million in assets under management over 15 accounts, placing it among the bigger financial advisory firms in the United States by assets under management (AUM). The company has a small group, including 10 financial advisors. Sbj Capital is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial assets like stocks, options and bonds.
Sbj Capital administers all of the firm's client assets on a discretionary basis. Discretionary management signifies that buy and sell judgments for the client's account are made by a portfolio manager without needing client consent. The company's average account size is $38.4 million. The average advisor at Sbj Capital oversees about two client accounts, placing it among the most personalized firms in the country.
Sbj Capital's headquarters is located at 2001 North Main Street, Walnut Creek, California 94596. It is legally registered to serve investors in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sbj Capital by the Numbers
$576.7 million
13
15
$38.4 million
Fee Structure
Financial management fees are based on which services the firm provides the client. Fees charged by the company may include the following fee types: asset-based, fixed or performance-based. The company does not supply a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It provides services to pooled investment vehicles. Out of its 15 clients, Sbj Capital's largest client is pooled investment vehicles. None of the firm's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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