Sequoia Planning & Investments LLC
Answer a few questions and
get matched with an advisor.
Learn more about Sequoia Planning & Investments LLC
Overview
Sequoia Planning & Investments LLC operates as a financial advisor firm located in Walnut Creek, California. The firm administers $161.5 million in assets under management throughout 33 customer accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small group, including 1 financial advisor. Sequoia Planning & Investments LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial assets like stocks, bonds and options.
Sequoia Planning & Investments LLC manages some of the firm's accounts in a discretionary manner. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without requiring the customer's consent. The company also manages 32 non-discretionary accounts totaling $154.6 million in assets under management. The investment advisory firm's typical account size is $4.9 million. An average financial advisor at Sequoia Planning & Investments LLC oversees about 33 client accounts, making it about average in terms of personalization.
The firm's headquarters is located at 1990 N. California Boulevard, Walnut Creek, California 94596. The firm is legally permitted to serve customers throughout a few states, including California and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sequoia Planning & Investments LLC by the Numbers
$161.5 million
2
33
$4.9 million
Fee Structure
Fees charged by financial advisors usually are based on the type of services provided. Fee types billed by the firm most likely are comprised of any blend of the following fee types: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Sequoia Planning & Investments LLC works with retail investors and high net worth investors. Out of its 33 customers, Sequoia Planning & Investments LLC's largest client type is high net worth investors, although it also caters to 22 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 66.67%
- Other Individuals - 33.33%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Sequoia Planning & Investments LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Sequoia Planning & Investments LLC
Walnut Creek, CA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.