Shamrock Capital Advisors, LLC

CRD#153100
Investment Advisor Firm

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Overview

Shamrock Capital Advisors, LLC is an advisory firm based in Los Angeles, California. It has $1.9 billion in assets throughout 12 client accounts, placing it among the largest firms in the country by assets under management (AUM). The company has a small team of 31 employees, of which 20 are financial advisors. Shamrock Capital Advisors, LLC does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like equities, bonds and options.

Shamrock Capital Advisors, LLC oversees all of the company's client assets in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by a portfolio manager without needing to seek client permission. The advisory firm supervises roughly $154.5 million in assets for every account. An average financial advisor at Shamrock Capital Advisors, LLC oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.

The firm's headquarters is at 1100 Glendon Ave, Los Angeles, California 90024. Shamrock Capital Advisors, LLC is allowed to serve customers in the state of California.

Assets Under Management

$1.9 billion

Number of Advisors

20

Disclosures

No

Office Location

1100 Glendon Ave
Los Angeles, CA 90024

Shamrock Capital Advisors, LLC by the Numbers

Total Assets Under Management

$1.9 billion

National Average: $3.7 billion
Total Number of Employees

31

National Average: 29
Total Number of Accounts

12

National Average: 2,073
Average Account Size

$154.5 million

National Average: $1.8 million

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Fee Structure

Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types billed by Shamrock Capital Advisors, LLC may include the following fee structures: asset-based or performance-based. The company does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It provides services to pooled investment vehicles. Out of its 12 customers, Shamrock Capital Advisors, LLC's biggest client is pooled investment vehicles. None of the company's accounts are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Shamrock Capital Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA