Sheridan Capital Management, LLC
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Overview
Sheridan Capital Management, LLC is an advisory company based in San Rafael, California. The firm administers $159.8 million in assets under management across 240 client accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). Sheridan Capital Management, LLC has a small team, including 1 financial advisor. Sheridan Capital Management, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as equities, bonds and options.
Sheridan Capital Management, LLC oversees all of the company's client assets in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell judgments for the client's account without needing to seek the customer's consent. Sheridan Capital Management, LLC's typical account size is $665,773. An average financial advisor at Sheridan Capital Management, LLC administers around 240 client accounts.
The company's main office is at 6 Mt. Tenaya Court, San Rafael, California 94903. It is permitted to provide services to clients throughout a number of states, including California, Louisiana, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sheridan Capital Management, LLC by the Numbers
$159.8 million
1
240
$665.8 thousand
Fee Structure
Fees charged by financial advisors typically are based on which services the firm provides the client. However, fees billed by the firm typically consist of the following fee structure: asset-based. The firm does not participate in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors and high net worth investors. Out of its 240 accounts, Sheridan Capital Management, LLC's biggest client group by number of accounts is high net worth investors, but it also serves 68 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 2% of the firm's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 62.96%
- Other Individuals - 37.04%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sheridan Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Sheridan Capital Management, LLC
San Rafael, CA
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