Silver Rock Financial Lp
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Overview
Silver Rock Financial Lp is a financial advisor firm headquartered in Los Angeles, California. The company has $7.7 billion in total assets over 58 accounts, placing it among the largest firms in the country by assets under management (AUM). Silver Rock Financial Lp has a small group, including 19 financial advisors. Silver Rock Financial Lp is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like equities, bonds and options.
Silver Rock Financial Lp administers all of the company's client assets in a discretionary manner. Discretionary management means that buy and sell judgments for the client's account are made by an investment advisor without requiring the client's permission. The company supervises about $132.6 million in assets for each account. The typical financial advisor at Silver Rock Financial Lp administers around three client accounts, making it one of the most personalized financial advisor firms in the country.
Silver Rock Financial Lp's central office is located at 12100 Wilshire Blvd., Los Angeles, California 90025. The company is legally allowed to serve customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Silver Rock Financial Lp by the Numbers
$7.7 billion
33
58
$132.6 million
Fee Structure
Fees for financial management vary depending on which services the firm provides the client. Fees billed by Silver Rock Financial Lp may include the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Silver Rock Financial Lp.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to pooled investment vehicles. Out of its 58 accounts, Silver Rock Financial Lp's largest client type by number of accounts is pooled investment vehicles. About 50% of its customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Silver Rock Financial Lp does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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