Ssi Investment Management LLC
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Overview
Ssi Investment Management LLC operates as a financial advisory company that has its headquarters in Los Angeles, California. It has $2.1 billion in assets under management throughout 100 accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). Ssi Investment Management LLC has a small group, including 11 financial advisors. Ssi Investment Management LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as bonds, stocks and options.
Ssi Investment Management LLC oversees the majority of the company's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor makes transaction decisions for the client's account without needing the customer's consent. It also administers three non-discretionary accounts with a total of $1.3 million in assets. The advisory firm's typical account size is $21.2 million. The typical financial advisor at Ssi Investment Management LLC manages around nine client accounts, making it one of the more personalized advisor firms in the country.
The company's central office is at 2121 Avenue Of The Stars, Los Angeles, California 90067. Ssi Investment Management LLC is legally registered to provide services to clients across a number of states, including Arizona, California, Florida and Hawaii.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ssi Investment Management LLC by the Numbers
$2.1 billion
30
100
$21.2 million
Fee Structure
Fees charged by financial advisors largely are based on which services the firm provides the client. Fees billed by the firm likely include the following fee structures: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The company manages money for a number of different clients. Ssi Investment Management LLC caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies and corporations. Out of its 100 accounts, Ssi Investment Management LLC's largest client group is pension plans, but it also serves six high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 6%
- Other Individuals - 25%
- Corporations - 60%
- Charitable Organizations - 9%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ssi Investment Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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