Stonebridge Capital Management Inc

CRD#106073
Investment Advisor Firm

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Overview

Stonebridge Capital Management Inc is an advisory firm based in Los Angeles, California. The firm has $393.8 million in assets over 411 accounts, placing it among the bigger firms in the United States by assets under management (AUM). Stonebridge Capital Management Inc has a small team of eight employees, all of whom are financial advisors. Stonebridge Capital Management Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as bonds, options and stocks.

Stonebridge Capital Management Inc administers the majority of the company's accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction choices for the client's account without needing to seek the customer's approval. Stonebridge Capital Management Inc also has 120 non-discretionary accounts with a total of $70.8 million in assets under management. The investment advisory firm's average account size is $958,253. An average advisor at Stonebridge Capital Management Inc administers about 51 client accounts, placing it towards the middle in terms of personalization.

Stonebridge Capital Management Inc's headquarters is located at 1801 Century Park East, Los Angeles, California 90067. It is registered to serve clients throughout 3 states, including California, Illinois and Texas.

Assets Under Management

$393.8 million

Number of Advisors

8

Disclosures

No

Office Location

1801 Century Park East
Los Angeles, CA 90067

Stonebridge Capital Management Inc by the Numbers

Total Assets Under Management

$393.8 million

National Average: $3.7 billion
Total Number of Employees

8

National Average: 29
Total Number of Accounts

411

National Average: 2,073
Average Account Size

$958.3 thousand

National Average: $1.8 million

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Fee Structure

Financial advisory fees usually depend on which service is provided. Fees billed by the company may include any blend of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Stonebridge Capital Management Inc.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm does business with a number of different clients. Stonebridge Capital Management Inc provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 411 accounts, Stonebridge Capital Management Inc's biggest client is retail investors, although it also serves 128 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are non-U.S. persons.

  • High-Net-Worth Individuals* - 31.14%
  • Other Individuals - 65.94%
  • Corporations - 1.95%
  • Charitable Organizations - 0.97%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Stonebridge Capital Management Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Stonebridge Capital Management Inc

Anthony Eichler
Los Angeles, CA
Richard Barrett
Los Angeles, CA

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This content was compiled from the SEC and FINRA