Stonebridge Capital Management Inc

CRD#106073
Investment Advisor Firm

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Learn more about Stonebridge Capital Management Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Stonebridge Capital Management Inc operates as an advisory company that has its headquarters in Los Angeles, California. It administers $328.5 million in assets throughout 316 customer accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). Stonebridge Capital Management Inc has a small team, including 6 financial advisors. Stonebridge Capital Management Inc is not a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as stocks, bonds and options.

    Stonebridge Capital Management Inc manages the majority of the firm's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make transaction decisions without needing the client's permission. The firm also manages two non-discretionary accounts totaling $1.3 million in assets. The company's typical account size is $1.0 million. An average advisor at Stonebridge Capital Management Inc administers around 53 client accounts, placing it towards the middle in terms of personalization.

    Stonebridge Capital Management Inc's main office is at 1801 Century Park East, Los Angeles, California 90067. It is legally permitted to serve customers in the state of California.

    Assets Under Management

    $328.5 million

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    1801 Century Park East
    Los Angeles, CA 90067

    Stonebridge Capital Management Inc by the Numbers

    Total Assets Under Management

    $328.5 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    316

    National Average: 375,227
    Average Account Size

    $1.0 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees typically vary depending on which services the firm provides the client. Fees charged by Stonebridge Capital Management Inc most likely include the following fee structures: asset-based or fixed. Stonebridge Capital Management Inc does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company does business with a number of different customers. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 316 accounts, Stonebridge Capital Management Inc's largest client type is retail investors, although it also caters to 104 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 33.02%
    • Other Individuals - 64.13%
    • Corporations - 2.22%
    • Charitable Organizations - 0.63%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Stonebridge Capital Management Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Stonebridge Capital Management Inc

    Richard Barrett
    Los Angeles, CA

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