Sweetwater Private Equity
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Overview
Sweetwater Private Equity is a financial advisory company that has its headquarters in Encinitas, California. Sweetwater Private Equity manages $823.9 million in assets under management over seven accounts, making it one of the larger investment advisory firms in the nation by assets under management (AUM). Sweetwater Private Equity has a small team, including 7 financial advisors. Sweetwater Private Equity is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments like equities, bonds and options.
Sweetwater Private Equity administers more than half of its client assets in a discretionary manner. Discretionary management means that a portfolio manager makes transaction judgments without requiring client permission. It also has one non-discretionary accounts with a total of $37.1 million in assets. The company manages roughly $117.7 million for every client account. An average advisor at Sweetwater Private Equity manages about one client account, placing it among the most personalized firms in the country.
The company's headquarters is located at 662 Encinitas Blvd, Encinitas, California 92024.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sweetwater Private Equity by the Numbers
$823.9 million
10
7
$117.7 million
Fee Structure
Fees charged by financial advisors vary depending on the type of financial services offered. However, fees billed by the company most likely include the following fee types: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Sweetwater Private Equity.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Sweetwater Private Equity provides services to pooled investment vehicles and state or municipal government entities. Out of its seven clients, Sweetwater Private Equity's largest client type is pooled investment vehicles. Around 29% of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sweetwater Private Equity does not have any disclosures.
Please visit its Form ADV for more details.
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