Tda Investment Group
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Overview
Tda Investment Group is a financial advisory firm headquartered in San Mateo, California. It has $766.9 million in total assets over four accounts, placing it among the larger investment advisory firms in the country by assets under management (AUM). It has a small team, including 5 financial advisors. Tda Investment Group does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like equities, options and bonds.
Tda Investment Group administers all of the company's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor makes buy and sell decisions without needing the client's authorization. The investment advisory firm's average account size is $191.7 million. The average financial advisor at Tda Investment Group administers fewer than one client account, placing it among the most personalized firms in the country.
Tda Investment Group's central office is at 2025 Pioneer Court, San Mateo, California 94403. The company is legally registered to serve customers in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tda Investment Group by the Numbers
$766.9 million
20
4
$191.7 million
Fee Structure
Financial management fees largely vary depending on the services provided. However, fees billed by the company typically consist of the following fee structure: asset-based. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with pooled investment vehicles and pension plans. Out of its four clients, Tda Investment Group's largest client is pension plans. None of the company's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Tda Investment Group does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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