Tempus Wealth Planning, LLC
Answer a few questions and
get matched with an advisor.
Learn more about Tempus Wealth Planning, LLC
Overview
Tempus Wealth Planning, LLC is a financial advisory firm based in Irvine, California. The company has $312.4 million in assets under management across 1,710 client accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The firm has a small group, including 11 financial advisors. Tempus Wealth Planning, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as bonds, options and equities.
Tempus Wealth Planning, LLC manages more than half of the firm's client assets on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by a portfolio manager without requiring client permission. The company also has 257 non-discretionary accounts with a total of $30.8 million in AUM. The investment advisory firm manages about $182,682 for every customer account. The average financial advisor at Tempus Wealth Planning, LLC manages about 155 client accounts.
The firm's headquarters is at 100 Spectrum Center Drive, Irvine, California 92618. The company is registered to serve clients throughout a number of states, including Arizona, California, Florida, Hawaii, Louisiana, New Jersey, Pennsylvania, Texas, Utah and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tempus Wealth Planning, LLC by the Numbers
$312.4 million
11
1,710
$182.7 thousand
Products and Services
Tempus Wealth Planning, LLC offers a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the prior fiscal year, Tempus Wealth Planning, LLC provided financial planning services to 1-10 of its accounts. Tempus Wealth Planning, LLC does not sell products or offer services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management typically vary depending on the type of financial services offered. However, fee types billed by the firm likely are comprised of the following fee types: asset-based, hourly or fixed. The company does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Tempus Wealth Planning, LLC provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 1,710 customers, Tempus Wealth Planning, LLC's biggest client is retail investors, though it also caters to 232 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's customers reside abroad.
- High-Net-Worth Individuals* - 40.92%
- Other Individuals - 58.55%
- Corporations - 0.53%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Tempus Wealth Planning, LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Tempus Wealth Planning, LLC
Irvine, CA
Schererville, IN
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Irvine, CA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.