Tempus Wealth Planning, LLC

CRD#285349
Investment Advisor Firm

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Learn more about Tempus Wealth Planning, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Tempus Wealth Planning, LLC is a financial advisory firm based in Irvine, California. The company has $312.4 million in assets under management across 1,710 client accounts, placing it in the mid-tier of firms in the United States by assets under management (AUM). The firm has a small group, including 11 financial advisors. Tempus Wealth Planning, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as bonds, options and equities.

    Tempus Wealth Planning, LLC manages more than half of the firm's client assets on a discretionary basis. Discretionary management signifies that transaction decisions for the client's account are made by a portfolio manager without requiring client permission. The company also has 257 non-discretionary accounts with a total of $30.8 million in AUM. The investment advisory firm manages about $182,682 for every customer account. The average financial advisor at Tempus Wealth Planning, LLC manages about 155 client accounts.

    The firm's headquarters is at 100 Spectrum Center Drive, Irvine, California 92618. The company is registered to serve clients throughout a number of states, including Arizona, California, Florida, Hawaii, Louisiana, New Jersey, Pennsylvania, Texas, Utah and Washington.

    Assets Under Management

    $312.4 million

    Number of Advisors

    11

    Disclosures

    No

    Office Location

    100 Spectrum Center Drive
    Irvine, CA 92618

    Tempus Wealth Planning, LLC by the Numbers

    Total Assets Under Management

    $312.4 million

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    1,710

    National Average: 375,227
    Average Account Size

    $182.7 thousand

    National Average: $23.0 thousand
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    Products and Services

    Tempus Wealth Planning, LLC offers a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the prior fiscal year, Tempus Wealth Planning, LLC provided financial planning services to 1-10 of its accounts. Tempus Wealth Planning, LLC does not sell products or offer services aside from investment advisory services to its investment advisory accounts.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial management typically vary depending on the type of financial services offered. However, fee types billed by the firm likely are comprised of the following fee types: asset-based, hourly or fixed. The company does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Tempus Wealth Planning, LLC provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 1,710 customers, Tempus Wealth Planning, LLC's biggest client is retail investors, though it also caters to 232 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's customers reside abroad.

    • High-Net-Worth Individuals* - 40.92%
    • Other Individuals - 58.55%
    • Corporations - 0.53%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Tempus Wealth Planning, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Tempus Wealth Planning, LLC

    Joseph Szal
    Irvine, CA
    Russell Blahetka
    Schererville, IN
    Jonathan Yoo
    Irvine, CA
    Steven Sturner
    Irvine, CA
    Gary Hitzler
    Irvine, CA
    Stephen Gilbreth
    Irvine, CA
    Daniel Carmo
    Irvine, CA
    Gregory Christensen
    Irvine, CA
    Jeremy Portnoff
    Irvine, CA

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