Tempus Wealth Planning, LLC

CRD#285349
Investment Advisor Firm

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Overview

Tempus Wealth Planning, LLC is a financial advisor firm that has its headquarters in Irvine, California. The company handles $155.1 million in assets under management over 716 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The company has a small group of six employees, all of whom are financial advisors. Tempus Wealth Planning, LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal investments like options, stocks and bonds.

Tempus Wealth Planning, LLC manages 643 of the company's client assets in a discretionary manner. Discretionary management means that a portfolio manager has the discretion to make transaction choices for the client's account without needing client consent. The company also manages 73 non-discretionary accounts totaling $40.8 million in assets. The advisory firm oversees about $216,674 in assets for every customer account. An average advisor at Tempus Wealth Planning, LLC oversees around 119 client accounts.

The company's headquarters is located at 100 Spectrum Center Drive, Irvine, California 92618. It is permitted to serve customers across a number of states, including Arizona, California, New Jersey, Texas, Utah and Virginia.

Assets Under Management

$155.1 million

Number of Advisors

6

Disclosures

No

Office Location

100 Spectrum Center Drive
Irvine, CA 92618

Tempus Wealth Planning, LLC by the Numbers

Total Assets Under Management

$155.1 million

National Average: $3.7 billion
Total Number of Employees

6

National Average: 29
Total Number of Accounts

716

National Average: 2,073
Average Account Size

$216.7 thousand

National Average: $1.8 million

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Products and Services

Tempus Wealth Planning, LLC provides a variety of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the last financial year, it provided financial planning services to 11-25 of its clients. It is not involved in selling products or offering services apart from investment advisory services to its investment advisory clients.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees charged by financial advisors are based on which service is provided. Fees billed by Tempus Wealth Planning, LLC most likely are comprised of any blend of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Tempus Wealth Planning, LLC.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It provides services to retail investors, high net worth investors, pension plans and corporations. Out of its 716 customers, Tempus Wealth Planning, LLC's biggest client by number of accounts is retail investors, but it also serves 81 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 28.32%
  • Other Individuals - 70.28%
  • Corporations - 1.4%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Tempus Wealth Planning, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Tempus Wealth Planning, LLC

Jonathan Yoo
Irvine, CA
Stephen Gilbreth
Irvine, CA
Steven Sturner
Irvine, CA
Gregory Christensen
Irvine, CA
Jeremy Portnoff
Irvine, CA
James White
Irvine, CA

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This content was compiled from the SEC and FINRA