Triguard Management LLC

CRD#159472
Investment Advisor Firm

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Overview

Triguard Management LLC operates as a financial advisory firm located in Irvine, California. The firm handles $1.8 billion in assets under management over five client accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). The company has a small team of nine employees, four of whom are financial advisors. Triguard Management LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are tradable financial assets like stocks, options and bonds.

Triguard Management LLC oversees all of its accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction choices without needing to seek the client's approval. Triguard Management LLC administers roughly $357.2 million for every client account. The typical financial advisor at Triguard Management LLC manages about one client account, making it one of the most individualized financial advisor firms in the country.

The firm's central office is at 200 Spectrum Center Drive, Irvine, California 92618. The firm is legally permitted to serve clients across 11 U.S. states and territories.

Assets Under Management

$1.8 billion

Number of Advisors

4

Disclosures

No

Office Location

200 Spectrum Center Drive
Irvine, CA 92618

Triguard Management LLC by the Numbers

Total Assets Under Management

$1.8 billion

National Average: $3.7 billion
Total Number of Employees

9

National Average: 29
Total Number of Accounts

5

National Average: 2,073
Average Account Size

$357.2 million

National Average: $1.8 million

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Fee Structure

Financial advisory fees typically are based on the services provided. Fees charged by Triguard Management LLC most likely are comprised of the following fee structures: asset-based or performance-based. Triguard Management LLC does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company caters to pooled investment vehicles. Out of its five clients, Triguard Management LLC's largest client by number of accounts is pooled investment vehicles. None of the company's customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Triguard Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA