Trilogy Capital, Inc

CRD#281597
Investment Advisor Firm

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Learn more about Trilogy Capital, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Trilogy Capital, Inc is a financial advisory company located in Irvine, California. The company controls $1.7 billion in assets under management across 17,798 customer accounts, placing it among the largest firms in the nation by assets under management (AUM). The company has an average-sized group, including 73 financial advisors. Trilogy Capital, Inc does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as bonds, stocks and options.

    Trilogy Capital, Inc oversees all of its accounts in a discretionary manner. Discretionary management is a structure in which buy and sell choices are made by an investment advisor without requiring client permission. The firm supervises an average of $92,751 for every account. The average financial advisor at Trilogy Capital, Inc oversees around 244 client accounts.

    The firm's headquarters is at 2601 Main Street, Irvine, California 92614. It is legally allowed to serve clients throughout 43 U.S. states and territories.

    Assets Under Management

    $1.7 billion

    Number of Advisors

    73

    Disclosures

    No

    Office Location

    2601 Main Street
    Irvine, CA 92614

    Trilogy Capital, Inc by the Numbers

    Total Assets Under Management

    $1.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    73

    National Average: 64
    Total Number of Accounts

    17,798

    National Average: 375,227
    Average Account Size

    $92.8 thousand

    National Average: $23.0 thousand
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    Products and Services

    Trilogy Capital, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. In the prior financial year, the company provided financial planning services to 1-10 of its clients. The firm does sell products or offer services different than investment advice to its clients. The company also has a number of financial industry affiliations, including with an insurance company or agency and real estate broker or dealer.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees largely vary depending on which services the firm provides the client. However, fee types billed by the firm most likely include some blend of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with a broad range of investors. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 17,798 accounts, Trilogy Capital, Inc's biggest client is retail investors, but it also caters to 80 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients reside abroad.

    • High-Net-Worth Individuals* - 0.45%
    • Other Individuals - 98.66%
    • Corporations - 0.84%
    • Charitable Organizations - 0.05%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Trilogy Capital, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Trilogy Capital, Inc

    Rafael Murguia Ramirez
    Irvine, CA
    Janeane Vena
    Corona, CA
    Kathleen Donnelly
    Corona, CA
    Mark Nicolet
    Denver, CO
    Michael Fibiger
    Denver, CO
    Hallie Dena
    Huntington Beach, CA
    Justin Tyrrell
    West Covina, CA
    Caitlin Spain
    Denver, CO
    Sylvia James
    Corona, CA

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