Tripacific Capital Advisors, LLC

CRD#142121
Investment Advisor Firm

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Learn more about Tripacific Capital Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Tripacific Capital Advisors, LLC is a financial advisor company based in Irvine, California. It handles $31.4 million in total assets throughout one client account. The firm has a small team, including 4 financial advisors. Tripacific Capital Advisors, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are tradable financial investments such as options, stocks and bonds.

    Tripacific Capital Advisors, LLC oversees all of the company's client assets on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make transaction choices for the client's account without requiring client approval. The company oversees about $31.4 million for each client account. The typical advisor at Tripacific Capital Advisors, LLC manages fewer than one client account, placing it among the most personalized firms in the country.

    The firm's headquarters is located at 59 Peters Canyon Road, Irvine, California 92606. Tripacific Capital Advisors, LLC is legally allowed to provide services to clients in the state of California.

    Assets Under Management

    $31.4 million

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    59 Peters Canyon Road
    Irvine, CA 92606

    Tripacific Capital Advisors, LLC by the Numbers

    Total Assets Under Management

    $31.4 million

    National Average: $8.6 billion
    Total Number of Employees

    10

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $31.4 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors are based on which services the firm provides the client. Fee types billed by the firm most likely include the following fee types: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with state or municipal government entities. Tripacific Capital Advisors, LLC's biggest client type is state or municipal government entities. None of the firm's accounts are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Tripacific Capital Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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