Tripacific Capital Advisors, LLC

CRD#142121
Investment Advisor Firm

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Learn more about Tripacific Capital Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Tripacific Capital Advisors, LLC is an advisory firm based in Irvine, California. Tripacific Capital Advisors, LLC oversees $289.6 million in assets across one customer account, placing it in the mid-tier of firms in the United States by assets under management (AUM). The company has a small group of 12 employees, including seven financial advisors. Tripacific Capital Advisors, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments like bonds, equities and options.

    Tripacific Capital Advisors, LLC manages all of the company's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager makes buy and sell judgments without needing client approval. The firm supervises roughly $289.6 million in assets for each client account. An average financial advisor at Tripacific Capital Advisors, LLC oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.

    The company's central office is at 59 Peters Canyon Road, Irvine, California 92606. It is legally allowed to provide services to investors in the state of California.

    Assets Under Management

    $289.6 million

    Number of Advisors

    7

    Disclosures

    No

    Office Location

    59 Peters Canyon Road
    Irvine, CA 92606

    Tripacific Capital Advisors, LLC by the Numbers

    Total Assets Under Management

    $289.6 million

    National Average: $3.7 billion
    Total Number of Employees

    12

    National Average: 29
    Total Number of Accounts

    1

    National Average: 2,073
    Average Account Size

    $289.6 million

    National Average: $1.8 million

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    Fee Structure

    A financial advisor's fees typically vary depending on the type of services provided. However, fees billed by the firm most likely consist of the following fee types: asset-based, fixed or performance-based. Tripacific Capital Advisors, LLC does not participate in a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 74% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 17% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 40% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 35% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 2% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 1% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 12% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Tripacific Capital Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    This content was compiled from the SEC and FINRA