Union Square Global Wealth Management
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Overview
Union Square Global Wealth Management is an advisory firm that has its headquarters in San Francisco, California. It oversees $373.7 million in assets over 22 customer accounts, placing it among the larger investment advisory firms in the nation by assets under management (AUM). It has a small group, including 6 financial advisors. Union Square Global Wealth Management does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments such as stocks, options and bonds.
Union Square Global Wealth Management oversees most of its accounts on a discretionary basis. Discretionary management is a structure in which a portfolio manager has the discretion to make transaction decisions for the client's account without needing the customer's permission. The firm also has two non-discretionary accounts totaling $3.6 million in assets. The company manages about $17.0 million for each client account. An average advisor at Union Square Global Wealth Management administers around four client accounts, placing it among the most personalized financial advisor firms in the country.
The company's central office is at 360 Post Street, Suite 900, San Francisco, California 94108. The firm is legally registered to provide services to clients across 2 states, including California and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Union Square Global Wealth Management by the Numbers
$373.7 million
8
22
$17.0 million
Products and Services
Union Square Global Wealth Management offers a variety of services, which can include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers and educational seminars. Union Square Global Wealth Management is engaged in selling products or offering services apart from investment advisory services to its customers.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically are based on which services the firm provides the client. However, fee types billed by Union Square Global Wealth Management likely are comprised of the following fee types: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with a broad range of investors. It works with retail investors, high net worth investors, pooled investment vehicles, charitable organizations and corporations. Out of its 22 accounts, Union Square Global Wealth Management's largest client is high net worth investors, though it also serves 11 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are non-U.S. persons.
- High-Net-Worth Individuals* - 55%
- Other Individuals - 20%
- Corporations - 10%
- Charitable Organizations - 15%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Union Square Global Wealth Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Union Square Global Wealth Management
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
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