Unison Investment Management, LLC

CRD#150893
Investment Advisor Firm

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Overview

Unison Investment Management, LLC operates as an advisory firm that has its headquarters in San Francisco, California. The company administers $1.6 billion in assets over three customer accounts, making it one of the largest investment advisory firms in the country by assets under management (AUM). It has a small group, including 10 financial advisors. Unison Investment Management, LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are exchangable fiscal investments like bonds, options and equities.

Unison Investment Management, LLC manages all of its accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make transaction decisions for the client's account without requiring client authorization. The advisory firm's typical account size is $548.1 million. The typical advisor at Unison Investment Management, LLC oversees fewer than one client account, making it one of the most personalized financial advisor firms in the country.

The company's headquarters is located at 650 California Street, San Francisco, California 94108-2702. Unison Investment Management, LLC is legally registered to serve clients in the state of California.

Assets Under Management

$1.6 billion

Number of Advisors

10

Disclosures

No

Office Location

650 California Street
San Francisco, CA 94108-2702

Unison Investment Management, LLC by the Numbers

Total Assets Under Management

$1.6 billion

National Average: $8.6 billion
Total Number of Employees

20

National Average: 64
Total Number of Accounts

3

National Average: 375,227
Average Account Size

$548.1 million

National Average: $23.0 thousand
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Fee Structure

Fees for financial advisory services are based on which services the firm provides the client. However, fee types billed by Unison Investment Management, LLC likely include the following fee structures: asset-based or performance-based. The firm does not supply a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company works with pooled investment vehicles. Out of its three clients, Unison Investment Management, LLC's biggest client group is pooled investment vehicles. None of the firm's clients are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Unison Investment Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Unison Investment Management, LLC

Sean Gallop
San Francisco, CA
James Riccitelli
San Francisco, CA
Thomas Sponholtz
San Francisco, CA

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