United Capital Financial Advisors
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Overview
United Capital Financial Advisors is located at 125 E John Carpenter Frwy, Irving, TX. The firm employs 147 financial advisors to manage client portfolios and provide financial guidance. United Capital Financial Advisors is not a registered broker-dealer.
United Capital Financial Advisors oversees $17.7 billion in assets under management across 49,991 accounts, of which 47,400 are discretionary and 2,591 are non-discretionary. Over the past year, the firm has provided financial planning services to 4,026 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars, and other services. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, other investment advisers, and corporations, with retail investors being the largest client type by accounts. The fee structure at United Capital Financial Advisors includes asset-based, hourly, and fixed fees. The firm has 3,168 high net worth clients and maintains affiliations with a banking or thrift institution, trust company, accountant or accounting firm, lawyer or law firm, and insurance company or agency.
United Capital Financial Advisors is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
United Capital Financial Advisors by the Numbers
$17.7 billion
288
49,991
$353.9 thousand
Products and Services
United Capital Financial Advisors provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars, and other services. In the last fiscal year, United Capital Financial Advisors provided 4026 of its customers with financial planning services. The Company does not sell products or offer services other than investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely depend on the services provided. Fees charged by United Capital Financial Advisors most likely consist of any combination of the following fee structures: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by United Capital Financial Advisors.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm does business with a broad range of customers. It caters to retail investors, high net worth investors, pension plans, charitable organizations, other investment advisers, and corporations. Out of its 6 clients, United Capital Financial Advisors's biggest client group by number of accounts is high net worth investors, though it also manages money for 3168 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 9.89%
- Other Individuals - 88.15%
- Corporations - 1.52%
- Charitable Organizations - 0.44%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
United Capital Financial Advisors does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at United Capital Financial Advisors
Rockford, IL
Spring, TX
Charlotte, NC
Irving, TX
South Pasadena, CA
Indianapolis, IN
Scottsdale, AZ
Newport Beach, CA
Palm Desert, CA
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